Bilingual (Japanese-English) professional with 12+ years of experience across investment compliance, internal controls (SOX/ICFR), consulting, and process automation. Currently working with Fidelity International, supporting Japan-focused investment compliance including post-trade monitoring and research governance. Proven ability to operate across diverse business areas—compliance, consulting, research, and operations—leveraging advanced Japanese language skills (JLPT N2) to drive cross-border collaboration and business impact. Recognized for automation initiatives, stakeholder management, and high-impact project execution.
Overview
13
13
years of professional experience
Work History
Manager – Investment Compliance & Global Operations
Fidelity International
08.2023 - Current
Perform post-trade investment compliance monitoring for Japan portfolios, ensuring adherence to regulatory requirements and internal guidelines.
Interpret investment guidelines, research policies, and regulatory frameworks for implementation in Japanese, and explain them to relevant teams.
Leverage Japanese language skills to support cross-border communication with Japan's stakeholders, as well as the India teams.
Conduct research note reviews in Japanese to ensure compliance with MNPI (Material Non-Public Information) regulations and internal policies.
Collaborate with portfolio managers, research teams, and global compliance stakeholders in Japan.
Support regulatory reporting, audits, and compliance reviews in regulatory bodies in Japan.
Drive and support automation initiatives for Japan-focused, manual-intensive processes, improving efficiency and accuracy.
Utilize tools such as Bloomberg, CRD, and Power BI (basic) for monitoring and analysis.
Responsible for the review of internal control environment to assess the design, implementation, and operative effectiveness of key financial controls of Japan based operations of leading insurance company.
Lead communications with business owners and Internal audit Japan team to suggest new control points and better testing methodology.
Development of processes and SOPs from the Narratives written in Japanese for knowledge enhancement.
Interviewing candidates to assess Japanese reading, speaking and understanding fit for the role in team.
Evaluate and report internal control deficiencies/status to senior management and business owner for the improvement of the process (Including Japanese and other region operations).
Develop and maintain effective working relationships with the external auditors and global Controllership teams, including Global Internal Controls Teams and ICFR owners
Development of processes and SOPs from the Narratives written in Japanese for knowledge enhancement.
Interviewing candidates to assess Japanese reading, speaking and understanding fit for the role in team.
Senior Japanese Language Expert
Nomura Research Institute Consulting & Solutions Pvt. Ltd
09.2017 - 09.2020
Performed various translation and interpretation duties from Japanese to English, including written texts, localization, audio files, and live speaking presentations.
Translated text projects, including legal documents, website content, news articles, and corporate reports.
Uphold strict confidentiality policy when translating personal and diplomatic documents.
Provided interpretation and transcription services as needed by corporate executives.
Played the role of a bridge between Indian researchers & consultants and Japanese clients to establish a precise understanding of specialized concepts and translation requirements.
Maintained message content, tone and emotion as closely as possible.
Proficient in communicating with Japanese clients over emails using business Japanese.
Provided support to Japanese natives and Indians for the onboarding process.
Provided meeting facilitation support to Japanese business executives.
Worked as a member of research projects and supported in creating presentations for research as well as interpretation.
Conducted interviews of the professionals with high-expertise within the company to update the website in Japanese as well as English.
Conducted 100 interviews of foreign visitors in Japan for a Japanese company.
Provided cultural input via newsletters to speakers to help parties who were unfamiliar with Japan to spread cultural awareness.
Attended external meetings of government-corporate of Japan and India and provided input in Japanese as well as English.
Provided oral translations and interpretations in Japanese, English as well as Hindi to bridge the gap between Japanese officials and Indian audience during our visit to Japan.
Maintained a pace with native speakers to deliver real-time comprehension of the Japanese language.
Led a team of 2-3 members in the delivery of various translation projects.
Devoted special emphasis to punctuality and worked to maintain an excellent attendance record, consistently arriving to work ready to start immediately.
Japanese Communication Coordinator
NEC Technologies India Pvt. Ltd
07.2013 - 09.2017
Mainly responsible for translation and interpretation in various projects.
Provided interpretation support in telephonic calls.
Independently handled technical translation projects, and worked closely with the technical team in India and Japan.
Worked on various IT translation projects (such as Predictive Monitoring System, Cyber Security translation projects, technical translation projects, Next Generation retail solution translation project, etc.).
Well-versed in TRADOS, a computer-assisted tool used for technical writing.
Resolved IT problems in coding, etc., and improved operations, and provided exceptional client and internal support.
Japan Desk Manager
Hotel Avalon Courtyard
02.2013 - 06.2013
Responsible to provide communication support, required amenities, and administration support to Japanese Guests and Indian staff.
Bridging gap between Japanese guests and Indian staff.
Communication with Japanese guests via email, telephone, etc.
Greeted incoming visitors and customers professionally and provided friendly, knowledgeable assistance.
Explained details regarding property, including restaurants, pool area, spa, and fitness center to acclimate patrons to resort environment.
Education
Japanese Language Proficiency (N2) - Advanced Japanese
Japanese Language Proficiency Test (JLPT)
03-2014
Bachelors of Commerce - Commerce
University Of Delhi
Delhi, India
03-2013
Certification Course - Basic Japanese, Intermediate and Advanced Japanese
Mosai Institute Of Language
Delhi, India
03-2013
Language Diploma - Intermediate Japanese Diploma
Daulat Ram College
North Delhi
03-2012
Language Diploma - Basic Japanese Certification
Delhi College Of Arts And Commerce
North Delhi
03-2011
Skills
Japanese language proficiency (JLPT N2 - Business fluent)
Cross-Border Stakeholder Management (Japan & Global Teams)
Investment Compliance (Post Trade Monitoring)
Research Governance & MNPI Controls
Risk, Audit & Regulatory Processes (SOX/ICFR)
Consulting, Research & Business Analysis
Tools: Bloomberg, CRD, Power BI (Basics), Excel, Translation tools (Trados), Co-pilot
Accomplishments
Awarded Judge's Choice Award in internal hackathon for automation solution addressing manual-intensive processes
Recognized as Collaboration Star for driving successful cross-team delivery and stakeholder alignment
Awarded with Client Value Creation for the successful transition of Japan SOX process into India
Conducted 100 interviews of foreign visitors in Japan for a the government body in Japan within less than target time and highly appreciated by the client.
Successfully transitioned from language specialist to business & investment compliance roles
Experience across consulting, audit, and asset management domains
Strong exposure to Japan-focused global operations and stakeholders
Completed Intermediate Japanese language certification (equivalent to JLPT N2) from Daulat Ram College, Delhi University with distinction.
Timeline
Manager – Investment Compliance & Global Operations