Bhavani G
Hyderabad
Summary
Results-driven Auditor with expertise in SOX 404 compliance testing and internal control assessments. Proven ability to enhance risk management and fraud prevention strategies through cross-functional collaboration. Successfully executed control evaluations, ensuring accuracy and adherence to policies, while improving operational efficiencies and compliance standards.
Overview
9
9
years of professional experience
1
1
Certification
Work History
Auditor
Head digital works
12.2023 - Current
- Oversaw invoice approval process, ensuring compliance through two- or three-way matching.
- Testing accounts payable controls to maintain accuracy and prevent fraud.
- Evaluating the segregation of duties to prevent unchecked authority over critical processes.
- Analyzing purchase order controls to ensure adherence to policies and regulations.
- Examining supplier selection procedures to secure fair pricing for goods and services.
- Monitoring payment controls to verify transaction accuracy and prevent anomalies.
- Collaborating departments on risk management and internal control procedures for better compliance.
Auditor
Cotiviti
Hyderabad
08.2020 - 11.2023
- Responsible for testing the internal controls for retail business.
- Conducted walkthroughs of the business processes and IT general controls (ITGC), and actively contributed to the creation of the process documentation and the flow chart of the same.
- Update the process documentation as per the nature of the business and its operations.
- Independently executed the Design Assessment (DEA) and Operating Effectiveness Assessment (OET) of internal controls, encompassing both business processes and ITGCs.
- Evaluated control design to effectively mitigate financial risk by accessing control descriptions, attributes, and test plans. Supported in updating or drafting the Risk and Control Matrix.
- Assisted my team in coordinating audit efforts with business process owners, control owners, and the external audit team, adhering to the Global Internal Controls compliance methodology and instructions from time to time.
- Diligently documented SOX testing procedures and results, strictly adhering to internal controls methodologies.
- Demonstrated expertise in access management and change management.
- Performed IT SOX reviews for all ITGCs. Gathered and submitted control evidence to internal auditors.
- As part of my daily job, I reviewed the control evidence for adherence to accuracy, completeness, and precision of control execution for all ITGC.
- Investigated test findings, conducted root-cause analysis, and developed effective remediation action plans to enhance the control environment.
Auditor
Clean Harbors India LLP
Hyderabad
11.2019 - 05.2020
- Conducted tests on operating effectiveness of controls for SOX 404 audits and internal controls.
- Ensured testing aligned with procedures and control descriptions in risk matrices.
- Developed process documentation, including narratives and flowcharts based on walkthrough notes.
- Performed self-reviews of deliverables to meet quality standards consistently.
- Assisted audit committee in fulfilling responsibilities effectively.
- Assessed design of controls to mitigate financial risks per attributes and test plans.
- Supported updates to Risk and Control Matrices for business processes.
- Collaborated cross-functionally with partners to understand operations and associated control points.
Analyst
Ctrl S Data Centers Limited
Hyderabad
08.2016 - 11.2019
- Processed matching of invoices, purchase orders, and receipts through two-way and three-way matches.
- Collaborated with suppliers to identify missing elements in invoice approval processes.
- Submitted monthly reports and facilitated month-end closing activities.
- Coordinated with Accounts Receivable, Procurement, Inventory, Accounting, Finance, Customer Service, Vendors, Tax teams, and Controllership.
- Resolved issues with unapproved and on-hold invoices by working with requestors and suppliers.
- Ensured timely processing of payments according to terms while providing payment advice to vendors.
- Conducted cash outflow variance analysis, budget variance analysis, and budget forecasting.
- Processed daily accounts payable transactions and followed up on outstanding items regularly.
Audit Intern
Lakshmi Purna & Associates
Hyderabad
11.2015 - 08.2017
- Attended meetings with external auditors to discuss audit strategies and findings.
- Performed audits of operational and financial areas to check compliance.
- Reviewed client documents to ensure accuracy and compliance with applicable laws and regulations.
- Participated in internal control testing procedures.
- Facilitated office workflow by assisting with administrative tasks and communicating with clients on auditors' behalf.
- Performed fraud investigation and identified fraudulent behavior through auditing.
Education
M.COM - Accounting And Finance
Osmania University
Hyderabad11-2015
B.com - Commerce
Dr. B.R. Ambedkar Open University
Hyderabad01.2013
Skills
- SOX 404 Compliance Testing
- Internal Control Assessments
- Risk Management and Mitigation
- Audit planning and execution
- Process Improvement
- Cross-functional collaboration
- Fraud prevention
Certification
- Certified Information Security Management System (ISMS) Lead Auditor Professional ISO/IEC 27001:2022 from the Exemplar Global
- Training Course No.: A 27001
- Training certificate No.: GLOEG020221390
Timeline
Auditor
Head digital works
12.2023 - Current
Auditor
Cotiviti
08.2020 - 11.2023
Auditor
Clean Harbors India LLP
11.2019 - 05.2020
Analyst
Ctrl S Data Centers Limited
08.2016 - 11.2019
Audit Intern
Lakshmi Purna & Associates
11.2015 - 08.2017
M.COM - Accounting And Finance
Osmania University
B.com - Commerce
Dr. B.R. Ambedkar Open University
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