Bornali Bora
New Delhi
Summary
Enthusiastic team player with 10 years of experience in transaction monitoring, enhanced due diligence, customer due diligence and sanctions checks.
Overview
12
12
years of professional experience
Work History
Team Leader
BA Continuum India Private Limited
10.2021 - Current
- Handle transaction monitoring, Sanction Alert, negative news screening, AML, Anti-corruption,EDD and CDD process. Provide guidance on compliance with new industry regulations
- Sanction Screenings on customer documentation obtained for request on client's as required by Global KYC procedures from APAC, LATAM, EMEA and USA.
- Identifying TRUE SPF/PEP basis their Jurisdiction/Providing Due Diligence Questionnaire.
- Performing due diligence of new clients by doing detailed secondary research and checking for adverse news/bad press about them by doing Google/AML Screening (for example).
- Enhanced Due Diligence performed on entities via LexisNexis, Google, World Check and Fircosoft
- Determined whether the activity seemed legitimate or not by applying various AML regulations including the USA PATRIOT ACT, the Bank Secrecy Act and OFAC
- Performed Sanctions screening and PEPs identification. Reviewed potential negative news hits across Global Client Management divisions.
- Responsible for timely completion of any other additional tasks and projects etc.
FOREIGN EXCHANGE SERVICE OPERATIONS LEADER
AMERICAN EXPRESS BANKING CORPORATION
06.2016 - 10.2021
- To conduct client level due diligence on individuals, firms and organizations suspected of money laundering crimes and terrorist financing crimes by utilizing research and analysis of public records, commercial databases (Bloomberg).
- To review client KYB activity and perform KYB checks like trading activity, experience in business etc. using LexisNexis, Company House Report etc. and other screening tools to identify PEP's or adverse news.
- Trained in KYC & KYB verification of corporate customer(s), Anti-Money Laundering process and financial crime reporting rules that are required for processes like Account Openings (Corporate Accounts), Corporate Loan Account Set up.
- Highlight risks of varying forms to line manager to mitigate risk.
- Monitoring High Risk clients for PEPs & Sanctions, Negative News Breach, Fraud and Anti -Terrorism Financing in liaison with the On Shore team
AML Analyst
Deutsche Bank Group
09.2014 - 12.2015
- Part of AML US GTB team.
- Processing of Mantas generated alerts.
- Transaction monitoring
- Review, investigate and certify all OFAC/EU suspects generated on screening system by referring to the latest updated list in order to prevent money laundering and terrorism financing.
- Escalation to next level in case of high-risk activities or patterns detected
- Actively involved in all Day-to-Day processing of alerts and cases.
- Worked on various tools like Lexis Nexis and world check
INSURANCE ASSOCIATE
METLIFE INDIA OPS PVT LTD
12.2012 - 02.2014
- My duty is to examine complex or unusual claims to determine whether they may be covered.
- Other duties included authorizing claim payment, setting reserves on payment, ensuring timely disbursement of funds to clients, coordinating or conducting investigations on insurance claims, and consulting with doctors and patient in regards to the disposition of complex claims decision.
- After spending six productive months I moved to different process named 'Physician call out' where I am one of the participators who collects essential patient's medical information from doctor's office & helping to enhance a process c-sat score & possible extension of patient short term disability claim.
Education
BACHELOR IN ARTS -
Gauhati University
01.2009
HIGHER SEC - undefined
Assam
01.2006
SEN SEC - undefined
Assam
01.2004
Skills
- Certified Anti Money Laundering Investigator (CAMI)
Languages
English
Hindi
Assamese
Bengali
Disclaimer
I do hereby declare that all the above information written by me are true to the best of my knowledge and belief.
Personal Information
- Date of Birth: 04/26/87
- Gender: Female
- Nationality: Indian
Timeline
Team Leader
BA Continuum India Private Limited
10.2021 - Current
FOREIGN EXCHANGE SERVICE OPERATIONS LEADER
AMERICAN EXPRESS BANKING CORPORATION
06.2016 - 10.2021
AML Analyst
Deutsche Bank Group
09.2014 - 12.2015
INSURANCE ASSOCIATE
METLIFE INDIA OPS PVT LTD
12.2012 - 02.2014
HIGHER SEC - undefined
Assam
SEN SEC - undefined
Assam
BACHELOR IN ARTS -
Gauhati University
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