Brunda S
Bangalore
Summary
A gifted finance professional with strong analytical, communication and interpersonal skills seeks to work in a finance environment to provide accurate analysis and summarization of data from multiple sources. Looking to learn a good pace of knowledge in banking and non-banking industry mainly in the fields of KYC /AML Operations, Risk and compliance
Overview
3
3
years of professional experience
Work History
KYC Analyst 3
Morgan Stanely
Bangalore
09.2022 - Current
- Reviewing client due diligence to ensure compliance with regulatory requirements.
- Conducted periodic reviews on institutional clients to ensure ongoing compliance.
- Updating the customer's information and conducting a risk assessment periodically.
- Executed Customer Identification Program (CIP) and Know Your Customer (KYC) due diligence procedures for existing clients, successfully detecting potential money laundering, terrorist financing, and financial fraud activities.
- Acquired valuable experience working with diverse entity types, including Banks, Broker Dealers, Investment Managers, Charities, Trusts, Foundations, Private Equity, and Hedge Funds.
- Demonstrated proficiency in utilizing database tools such as Lexis Nexis, RDC and World Check.
- Familiarity with Wolfsburg, Collective Investment Schemes, Certificate of Beneficial Owners, and Sanctions Questionnaires.
KYC Analyst 2
Morgan Stanely
Bangalore
06.2022 - Current
- Review the internal policies and procedures regularly to ensure that they comply with the regulatory requirements and are effective in mitigating the risks associated with the clients.
- Identifying the nature of business, line of business, source of funds and wealth, and fulfilling the required data and documents to fulfill the requirements for the case.
- Conduct due diligence and Know Your Customer (KYC) research for clients, as part of the business-wide Anti-Money Laundering (AML) Compliance remediation process.
- Identification and production of information required to satisfy the bank's KYC due diligence policies and processes for IND, US, UK, GER, KOR, AUS.
KYC Associate
HSBC
Bangalore
09.2021 - 06.2022
- Responsible for timely completion of KYC periodic reviews and client exits for Financial Institutional Groups.
- Capture information and documents from internal system/teams, as per established norms of the bank, on KYC documentation, as per policy.
- Initiate and coordinate client outreach to fetch client documentation.
- Hands-on regulatory database, Company House, and other local regulatory and company registries.
- Perform name screening of clients and related parties to identify politically exposed persons, sanctioned persons, adverse media, and mitigate risks associated with financial crimes.
- Escalate high-priority client/business issues in a timely manner to protect the franchise and the client business.
- Conducting customer due diligence (CDD) and Enhanced Due Diligence (EDD) to mitigate the risk associated with the customer and determine whether to terminate the customer or keep them under high risk and observation
- Have worked on high-priority Sanction alerts and verified terrorism and drug trafficking-related sanction entity or person information.
- Meeting daily expectations and SLAs on time with high quality.
Education
MBA - International Business Management
St. Joseph's Evening College
Bangalore, India12-2024
Bachelor of Commerce - Banking And Finance
Kristu Jayanti College Autonomous
Bangalore , India09-2021
PUC - Computer Science, Economics, Business, Accountancy
Vision PU College
Bangalore , India03-2018
SSLC -
St. Antony's Girls High School
Bangalore, India05-2016
Skills
- Tally ERP 9, MS Office package (MS Excel, MS Word, MS PowerPoint Presentation)
- Self-motivator, decision-making, communication, team management, dedication
- Data entry, preparing reports, policy implementation, customer engagement
- Risk analysis, customer due diligence, Cross-Functional Teamwork
Accomplishments
- Received appreciation from Team Lead and ED for maintaining Consistency in quality and Performance.
- Achieved Meet Expectations in year end review.
- Received My Thanks for assisting new Joiners.
- Got opportunity to work on special projects and interact with on site employees.
Languages
English
First Language
English
Proficient (C2)
C2
kannada
Proficient (C2)
C2
Hindi
Intermediate (B1)
B1
Telugu
Advanced (C1)
C1
Declaration
I hereby declare that the above-written particulars are true to the best of my knowledge and brief.
Brunda S
Timeline
KYC Analyst 3
Morgan Stanely
09.2022 - Current
KYC Analyst 2
Morgan Stanely
06.2022 - Current
KYC Associate
HSBC
09.2021 - 06.2022
MBA - International Business Management
St. Joseph's Evening College
Bachelor of Commerce - Banking And Finance
Kristu Jayanti College Autonomous
PUC - Computer Science, Economics, Business, Accountancy
Vision PU College
SSLC -
St. Antony's Girls High School
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