CA Nandani Gupta
Mumbai
Summary
To thrive in a bank risk audit role by leveraging my comprehensive expertise in financial audits, regulatory compliance, risk assessment, and assurance services. Committed to identifying and mitigating risks, ensuring regulatory adherence, and strengthening governance frameworks within banking and financial institutions.
Overview
6
6
years of professional experience
1
1
Certification
Work History
GST Manager
SHR and Company
Mumbai
01.2022 - Current
- Ensured GST compliance by managing the preparation and filing of Annual Returns (Forms 9/9C).
- Conducted monthly reconciliations of GSTR-3B, GSTR-2B, and accounting records, ensuring accuracy and alignment with GST regulations.
- Oversaw GST refund processes, addressing departmental queries to secure timely disbursements.
- Prepared comprehensive documentation and paper books for GST assessments, facilitating seamless interactions with tax authorities.
Account Manager
Ajay Bhanushali and Associates
Mumbai
01.2021 - 01.2022
- Implemented internal control systems to enhance operational efficiency and mitigate financial risks.
- Conducted in-depth financial audits to identify discrepancies and align operations with statutory and banking standards.
- Executed statutory audits across diverse industries, ensuring adherence to relevant laws and compliance frameworks.
- Delivered detailed audit reports with actionable recommendations to aid in strategic decision-making.
- Led GST audits, identifying input tax credit discrepancies and ensuring adherence to GST regulations.
Audit Assistant
Mathia & Co.
Mumbai
01.2019 - 01.2022
- Conducted concurrent audits for banks to validate operational and regulatory compliance.
- Evaluated credit appraisals, asset classifications, and provisioning to ensure alignment with Reserve Bank of India (RBI) guidelines.
- Managed audits of financial statements, including detailed reconciliations and cash flow analyses.
- Ensured GST compliance through return filings and audits while advising clients on optimizing tax benefits.
- Performed assurance engagements to verify financial records and foster stakeholder confidence.
- Identified compliance gaps during statutory and branch audits, enhancing operational efficiency and governance.
Education
Chartered Accountancy Final – Group 2 -
Institute of Chartered Accountants of India (ICAI)
11.2024
Chartered Accountancy Final – Group 1 -
Institute of Chartered Accountants of India (ICAI)
05.2023
Integrated Professional Competence Course (Inter CA) -
ICAI
03.2018
Skills
- Bank Risk Audit Expertise
- Statutory Audit & Assurance
- Regulatory Compliance
- Risk Assessment & Mitigation
- Financial Analysis
- Internal Controls
- Technical Proficiency
- Bank Audit Expertise
Certification
- Certification in Concurrent Audit of Banks
- Advanced GST Training Program
- Training on Statutory Audits and Assurance Standards
- Training on RBI Guidelines and Basel Norms
- Leadership and Time Management Certification
Accomplishments
- Successfully conducted statutory, branch, and GST audits for multiple clients, ensuring compliance with operational, financial, and tax regulations.
- Improved risk management practices by identifying critical control weaknesses during audits and recommending strategic enhancements.
- Delivered precise and timely audit reports, facilitating improved compliance and decision-making processes.
References
Available upon request.
Languages
- English, Fluent
- Hindi, Fluent
Timeline
GST Manager
SHR and Company
01.2022 - Current
Account Manager
Ajay Bhanushali and Associates
01.2021 - 01.2022
Audit Assistant
Mathia & Co.
01.2019 - 01.2022
Chartered Accountancy Final – Group 2 -
Institute of Chartered Accountants of India (ICAI)
Chartered Accountancy Final – Group 1 -
Institute of Chartered Accountants of India (ICAI)
Integrated Professional Competence Course (Inter CA) -
ICAI
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