Summary
Overview
Work History
Education
Languages
Timeline
Generic
CA Purnima Gupta

CA Purnima Gupta

Gurgaon

Summary

Detail-oriented Auditor with experience in complex audit projects. Well-versed in managing entire audit process from risk assessment to fieldwork.

Overview

7
7
years of professional experience

Work History

Corporate Auditor

PepsiCo
08.2022 - Current
  • Conducted end to end risk based audit of business units (in UK/Netherlands/Australia/China/Egypt) - from planning phase, execution phase to finalization phase, Approximately six to seven audits annually.
  • Risk Assessment, Monitoring, Business control Activities, Information and Communication and Control Environment

Manager, Internal Audit

Nestle India
02.2021 - 08.2022
  • Operational Audits of Manufacturing sites with coverage on Production, Quality assurance, Engineering, Distribution Channels Safety, Health and Environment Sustainability (in India/Bangladesh,/Thailand/Germany)
  • Functional review of Corporate Affairs operations of Head Office including compliance with regulatory requirements
  • Liaising with multiple stakeholders for timely implementation of audit recommendations across South Asia region.

Assistant Manager, Business Consulting

EY LLP
09.2019 - 01.2021
  • Prepared Risk control Matrix (RCM) for Internal Financial Control (IFC) engagement, tested effectiveness of controls by evidence testing and suggested for improvements in internal control system
  • Process Audit of payment products such as Domestic money transfer, cardless cash withdrawals, IMPS, NEFT, cashback processing, bill payments and settlement with banking regulators (RBI, NPCI, BBPS and Empays) of a Payments Bank (PB).

Consultant, Governance, Risk & Compliance

KPMG India
03.2018 - 09.2019
  • Established Risk Control Matrix (RCM) for SOX & IFC compliance and analyzed design and operating effectiveness
  • Worked closely with multiple verticals on financial book closure, taxation, treasury, fixed assets, P2P, O2C and payroll process
  • Formulation of MIS using Power BI on overhead expenditures - general and administration expenses for Group CFO
  • Review of accounts receivable process of leading Online Travel Agency (OTA) to minimize credit risk and identified gaps on review of outbound packages of OTA resulting in improvement recommendations for better controls
  • Review of Compliance Tool and adherence of multiple regulatory compliance on Mall portfolio.

Consultant, Internal Audit

Protiviti India Member Private Limited
10.2017 - 03.2018
  • Process reviews of production, logistics and finance & accounts of an automobile part manufacturing company and presented internal audit reports comprising of observation, risk and recommendations to plant heads.

Education

Chartered Accountant (First Attempt) -

Institute of Chartered Accountant of India
05.2017

Certified Internal Auditor -

Institute of Internal Auditor
02.2024

Diploma in IFRS -

Association of Chartered Certified Accountants

Forensic Audit and Fraud Detection -

Institute of Chartered Accountant of India

Bachelor of Commerce with Honors -

Delhi University
05.2017

Higher Senior Secondary School -

Kendriya Vidyalaya, New Delhi

Languages

English
Hindi

Timeline

Corporate Auditor

PepsiCo
08.2022 - Current

Manager, Internal Audit

Nestle India
02.2021 - 08.2022

Assistant Manager, Business Consulting

EY LLP
09.2019 - 01.2021

Consultant, Governance, Risk & Compliance

KPMG India
03.2018 - 09.2019

Consultant, Internal Audit

Protiviti India Member Private Limited
10.2017 - 03.2018

Chartered Accountant (First Attempt) -

Institute of Chartered Accountant of India

Certified Internal Auditor -

Institute of Internal Auditor

Diploma in IFRS -

Association of Chartered Certified Accountants

Forensic Audit and Fraud Detection -

Institute of Chartered Accountant of India

Bachelor of Commerce with Honors -

Delhi University

Higher Senior Secondary School -

Kendriya Vidyalaya, New Delhi

Similar Profiles

CREATE PROFILE
CA Purnima Gupta