CHANDA GIRI
Bangalore
Summary
A dedicated Senior Analyst with a proven track record in KYC compliance and AML processes, seeking to leverage my expertise in risk assessment, client onboarding, and operational controls at Deutsche Bank. My goal is to contribute to the company's commitment to integrity and regulatory adherence through meticulous due diligence, systematic reporting, and strategic procedural improvements.
Overview
16
16
years of professional experience
1
1
Certification
Work History
Senior Analyst
Common Wealth Bank of Australia
Bangalore
11.2021 - 12.2023
- Produced high-quality case files with comprehensive narratives and recommendations for STRs
- Performed name screening for entities, directors, and beneficial owners in compliance with client type and regulatory requirements
- Identified operational risks and controls, ensuring adherence to group and regional standards as well as local regulations
- Conducted research for company information from internal and external sources to meet regulatory requirements
- Validated KYC records for completeness and accuracy, including company/entity formation, ownership, and management.
- Mentored junior analysts, fostering professional development while enhancing overall team performance.
- Investigated system issues and implemented resolutions to reduce downtime.
- Provided expert advice for senior management, contributing to informed decision-making and strategic planning.
Senior Analyst
DBOI Global Services Private Limited
Bangalore
10.2017 - 10.2021
- Conducted global searches with various country registries and regulators
- Sourced evidence for entity data from the public domain, including legal name, formation date, and company structure
- Reviewed documents to ensure compliance with regulatory standards and communicated updates to onshore clients
- Performed KYC for a variety of files including banks, corporate entities, trusts, and high-risk businesses
- Executed name list screening and adverse media searches using tools like RDC, World Check, and Lexus Nexus.
Analyst (AML- KYC)
HSBC
Bangalore
03.2014 - 09.2017
- Supported KYC Analysts, ensuring adherence to HSBC Bank best practices
- Verified client data and performed due diligence checks in line with KYC documentation and risk assessments
- Conducted client adoptions and periodic reviews, analyzing KYC documentation as per AML policy requirements
- Ensured accurate indexing and loading of KYC documents into the document image system
- Identified and escalated 'red flag' situations in accordance with policies and procedures.
Process Executive - AML Process
Infosys BPO
Bangalore
05.2012 - 09.2013
- Identify and Inform of any changes and other regulatory requirements relating to AML and CTF
- Create Customer record in the Bank's KYC System
- Interact with Relationship Management teams and Compliance to Update system with information
- Participated in General Compliance Awareness and Refresher Training.
- Provided training and mentorship to team members, fostering a culture of learning and growth.
- Improved process efficiency by analyzing, identifying bottlenecks, and implementing corrective actions.
Trainee Accountant
DSFA Pvt Ltd
Dandeli
03.2008 - 09.2011
- Supported in preparing tax documents and managing accounts payable/receivable
- Assisted with accounting tasks, including bookkeeping and financial reporting.
- Mentored junior analysts, fostering professional development while enhancing overall team performance.
Education
B.com (Commerce) -
Bangur Nagar Degree college (Karnataka University)
Intermediate -
Bangur Nagar Pre-University
S.S.L.C -
Janatha Vidyalaya high school (Dand)
Skills
- Operational Controls
- Regulatory Reporting
- KYC Compliance
- Risk Assessment
- Client Onboarding
- Data Verification
- Client Relationship Management
- KYC Tools (RDC, World Check, Lexis Nexis)
- Microsoft Office
- Case Management Software
- Attention To Detail
- Teamwork
- Problem Solving
- Communication
- Analytical Ability
Accomplishments
- Commended as a strong performer for quality in December 2014 at HSBC
- Achieved daily targets for KYC record completion, maintaining quality and productivity standards.
- Managed customer outreach for KYC requests, maintaining records in Case Management tool for 21 months.
- Escalated negative news and high-risk cases to the appropriate departments.
- Recognized for exceptional customer service and compliance with procedural standards
- Won Best maker Award for giving 100% quality in a month and in quarterly period
- Enhanced department efficiency by developing procedural improvements.
- Contributed to the creation of management reports, detailing department activities and findings.
- Awarded as the strong performer for quality in December 2014.
- Led a team initiative to improve data accuracy, resulting in a 20% reduction in error rates.
- Implemented a new accounting software system, increasing departmental productivity by 10%.
Languages
English
Kannada
Nepali
Hindi
Hobbies and Interests
- Data Analysis
- Strategic Gaming
- Volunteering in Financial Literacy Programs
- Financial Modelling
Certification
- [Basel Institute on Governance] Training - [pursuing]
Timeline
Senior Analyst
Common Wealth Bank of Australia
11.2021 - 12.2023
Senior Analyst
DBOI Global Services Private Limited
10.2017 - 10.2021
Analyst (AML- KYC)
HSBC
03.2014 - 09.2017
Process Executive - AML Process
Infosys BPO
05.2012 - 09.2013
Trainee Accountant
DSFA Pvt Ltd
03.2008 - 09.2011
B.com (Commerce) -
Bangur Nagar Degree college (Karnataka University)
Intermediate -
Bangur Nagar Pre-University
S.S.L.C -
Janatha Vidyalaya high school (Dand)