Chandra Shekhar Kumar Paswan
Hyderabad
Summary
Having over 8 years industry experience in the field of CDD/KYC including financial crimes, AML, Transaction, Sanction, operational risk (Client on boarding, Remediation & Renewal and other KYC sub process of Investment, Commercial and Retail Banking). Skill AML & Transaction Monitoring CDD, EDD, SDD LexisNexis Screening (world check, COSIMA, RDC, Factiva) Fenergo, Cornerstone Renewal/PR & Remediation and On- boarding.
Overview
9
9
years of professional experience
Work History
Client Onboarding Specialist
UBS Business Solutions India Private Ltd
07.2020 - Current
- Working as a KYC Reviewer for clients around the world
- The major responsibility is to complete the review within given NRD and by meeting all regulatory requirements
- Collection of required information via public sources as well as internal records
- Sending the Information Request to Client and Business Sponsor for pending requirements, chasing to them until we get full response
- Validating the response received from client and business
- Performing Negative News Search in Cosima and RDC GRID on client and connected parties, performing Sanctions and VBA searches in goggle
- Escalation of negative news and Sanctions VBA to RHOB team in Fenergo tool.
Business Risk & Controls Analyst
Wells Fargo
01.2019 - 07.2020
- Perform review activities related to CDD and other Financial Crimes activities
- Obtaining document and verification of confidential client data via publically available and internal sources
- Good understanding of the KYC requirements when completing documentation inclusive of Customer Identification Program (CIP)
- Perform review activities that will provide reasonable assurance that controls are designed and operating effectively
- Ensure all review results are stored in standard formats
- Raise issues to management to ensure Corrective Actions can be created
- Follow-up with Case Managers and Relationship Managers to solve queries.
CDD Analyst
HSBC
07.2015 - 12.2019
- With UK Annual reviews CMB team (Commercial Banking & Management), who are responsible for the Remediation process for updating KYC profiles in accordance with the HSBC Global standards
- This includes completion of GS CDD template, undertaking due diligence and obtaining documents as required from the clients/relationship managers
- Performing PEP/Sanctions and Negative News Screening using Industry standard tools such as World-Check, LexisNexis, etc
- Conclude whether further investigation is warranted based on a reasonable assessment of information obtained
- Support the middle office or Client Contact Unit team in completing the Approval process
- Prioritize work to ensure re-work and Post Approval work is complete on time.
- Work on short-term projects/assignments with primary focus on quality.
Jr. Officer- Processing
ADFC
04.2014 - 04.2015
- Collecting personal payment orders from customers through online or check and process the payment on the same day
- Conducting background verification before clearing payments to the customer
- Dealing in Customer data and Bulk Amount
- Supporting Line Manager creating daily report
- Sending Attendance report to manager
- Handling the entire gamut of activities related to RTGS/NEFT/fund transfer
- Achieving financial objectives, preparing & implementing systems, policies & procedures for streamlining the banking operations as per guidelines of the organization.
Education
MBA - Finance
Osmania University
Hyderabad06.2019
Bachelor of Science - Commerce
Osmania University
Hyderabad06.2013
Skills
- AML & Transaction Monitoring Expert
- Background Screening
- Lean Six Sigma Green Belt Certificate
- Excellent Communication
- Self-Motivated
- Team Leader
Timeline
Client Onboarding Specialist
UBS Business Solutions India Private Ltd
07.2020 - Current
Business Risk & Controls Analyst
Wells Fargo
01.2019 - 07.2020
CDD Analyst
HSBC
07.2015 - 12.2019
Jr. Officer- Processing
ADFC
04.2014 - 04.2015
MBA - Finance
Osmania University
Bachelor of Science - Commerce
Osmania University
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