Summary
Overview
Work History
Education
Skills
Affiliations
Work visa for South Africa
Certification
Timeline
Generic

Charan Rawat

Banking, Capital Markets, Compliance, AML, Governance, Risk & Control
12 B 1 Great Eastern Royale, Belasis Road, Tardeo Mumbai,India

Summary

Experienced professional with over 34 years of experience in Banking & Capital Markets of which 18 years have been leading Compliance for large international banks. Recognised as an expert in the industry for addressing & resolving regulatory compliance challenges. Extensive experience in Corporate Credit and background in Corporate Law provides for strong compliance expertise. Strong people skills with strong focus on grooming the teams.

Overview

36
36
years of professional experience
36
36
years of post-secondary education
1
1
Certification
4
4
Languages

Work History

Head Compliance

Rabobank
Mumbai, Maharashtra
11.2018 - Current
  • Worked closely with CEO and Regional Compliance Officer while setting up the Global Service Centre pilot project in India
  • Gave a business and result oriented focus to Compliance control function that led to review of various control policies with Head Office
  • Rebuilt the Compliance team within the Bank
  • Resetting the Regulatory relations with Reserve Bank of India and Securities & Exchange Board of India

Head - Compliance

Maersk Trade Finance A/S, Denmark
06.2018 - 11.2018
  • Set up global compliance function for the start up business of Trade Finance launched by global logistics leader Maersk
  • Successfully introduced the "Financial Sector" risk appreciation culture in a shipping company
  • Developed policies and procedures for KYC / AML / Transactions for clients sourced from European Union, HK, UAE
  • Developed procedures for global business sourcing in multiple jurisdictions viz. USA, Panama, UAE, Bangladesh, China

Chief Governance Officer

Barclays Bank PLC
Mumbai, Maharashtra
05.2016 - 06.2017
  • This was a role of Chief Risk Officer, albeit designated as Chief Governance Officer
  • Developed a framework for dashboard approach for aggregate risk for the bank in line with regulatory expectations
  • Member of Country Management Committee providing leadership and startegic inputs to Group's activities in India
  • Worked with Regional & Global Governance committees to make and evaluate plans.

Head - Compliance

Barclays Bank PLC
Mumbai, Maharashtra
06.2003 - 04.2016
  • Successfully set up the Global Compliance Hub at Mumbai
  • Provided startegic compliance inputs to India CEO and heads of lines of business
  • Delivered subject matter expertise for internal and external customers on compliance best practices and quality control.
  • Developed and delivered training programs to educate new and current employees about compliance programme
  • Provided Compliance & Legal support for domestic and overseas businesses of barclays

Multiple Roles

ANZ Grindlays Bank / Standard Chartered Bank
Various
06.1992 - 05.2003
  • Over the years I moved within multiple roles in Consumer Credit leading at Regional and National level, Head of Operational Risk, Corporate Relationship, Wholesale Banking Compliance et el

Credit Analyst

Vijaya Bank
04.1989 - 05.1992
  • Assessed credit risk and analyzed financial statements and large corporate relationships

Officer

State Bank of Bikaner & Jaipur
11.1986 - 04.1989
  • Underwent exhaustive training in Banking Operations

Sales Officer

Hindusthan Gas & Industries Limited
06.1984 - 10.1986
  • Managed institutional sales for Specialty Gases

Education

Ph.D. - Insolvency Law

Symbiosis International University
Pune
08.2019 - Current

LL.B. - Civil & Corporate Law

Amity Law School
Mumbai
07.2003 - 04.2007

MBA - Business Management

R A Podar Institute Of Management
Jaipur
08.1982 - 05.1984

Bachelor of Science -

Maharaja's College
Jaipur
08.1980 - 05.1982

Skills

    Regulatory Policy Compliance

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Affiliations

Institute of Bankers in South Africa - Member – PB

Member – Institute of Risk Management of South Africa

Work visa for South Africa

I hold a Critical Skills Visa to enable working in Republic of South Africa.

Certification

Insolvency Resolution Professional

Timeline

Ph.D. - Insolvency Law

Symbiosis International University
08.2019 - Current

Head Compliance

Rabobank
11.2018 - Current

Head - Compliance

Maersk Trade Finance A/S, Denmark
06.2018 - 11.2018

Chief Governance Officer

Barclays Bank PLC
05.2016 - 06.2017

LL.B. - Civil & Corporate Law

Amity Law School
07.2003 - 04.2007

Head - Compliance

Barclays Bank PLC
06.2003 - 04.2016

Multiple Roles

ANZ Grindlays Bank / Standard Chartered Bank
06.1992 - 05.2003

Credit Analyst

Vijaya Bank
04.1989 - 05.1992

Officer

State Bank of Bikaner & Jaipur
11.1986 - 04.1989

Sales Officer

Hindusthan Gas & Industries Limited
06.1984 - 10.1986

MBA - Business Management

R A Podar Institute Of Management
08.1982 - 05.1984

Bachelor of Science -

Maharaja's College
08.1980 - 05.1982

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Charan RawatBanking, Capital Markets, Compliance, AML, Governance, Risk & Control