Charu Jain

KPMG India

Gurgaon

07.2019 - Current

Conducted in-depth due diligence and risk assessments to ensure AML (Anti-Money Laundering) compliance.
Executed effective risk mitigation measures targeting high-risk jurisdictions, industries, businesses, PEPs (Politically Exposed Persons), and adverse media findings.
Monitored regulatory changes to advise teams on compliance practices.
Mitigating risks associated with AML and unlawful financial transactions
Facilitated end-to-end client onboarding procedures in accordance with the company's risk management policies.
Collaborated with cross-functional teams to enhance compliance processes and efficiency.
Proficient in contract management emphasizing review processes, abstraction techniques, and risk mitigation for legal and operational challenges.
Evaluated RFPs (Requests for Proposals) and tender documents.
Reviewed and negotiated contracts (Service Agreements, Non-Disclosure Agreements, Multi-Firm Engagements, Indemnity Bonds, Extension Agreements, Letter of Intent, etc.), ensuring data privacy, regulatory compliance and risk management.
Conducted fraud investigations through meticulous review of ESI (Electronically Stored Information) and document analysis.
Acknowledged for rigorous adherence to regulatory compliance, precision, and risk management policies across diverse client portfolios.
Trained and mentored engagement team members on compliance procedures and risk strategies.