CHHAYA LOHAR

▶ Overseeing all aspects of Investment Operations for Alternative Investment Funds (AIF), including Category I, II, & III funds, ensuring
smooth functioning and compliance with regulations.
▶ Acting as the primary liaison for Trade Settlement and Audit (Concurrent, Internal & Statutory), coordinating with internal
(Compliance, Fund Management, Sales Team) and external stakeholders (Bankers, Custodians, Brokers) to ensure seamless
operations.
▶ -Manage end to end Fund Accounting Operations for Alternative Investment Funds (AIF), Cat II & III.
▶ Managing activities related to Anchor Investment, Private Placement, IPO, Buy Back, Offer for Sale, as well as Primary Market trades.
Additionally, coordinated with vendors for any upgrades or enhancements in Trading systems.
▶ SPOC for NAV Operations, Audit including Concurrent, Internal & Statutory.
▶ Ensuring adherence to and improvement of laid down Operations Policies, SLAs and Processes in the best interest of Business,
▶ Calculation of fees including Setup fees, Management fees, Custody, Performance fees, Exit load, Brokerage, Margins, PCM charges,
Distributor brokerage and other charges.
▶ Providing reports to fund managers on prospective investment avenues, analyze portfolio risk and return drivers, and optimize fund
performance on a recurring basis.
▶ Monthly TDS and GST payment for all AIF schemes.
▶ Preparation/Review of regulatory reports (Monthly and Quarterly for SEBI, RBI etc.
▶ Reviewing PPM for existing/new products & deliberate on operational nuances.
▶ Preparing/reviewing various investor related communications such as Form 64-C, K-1 statements for NRI US investors,
income/income/principal distribution pay-out letters, drawdown notices etc.

• Perform KYC checks, provide observations and complete account
  opening process.
  ▪ Perform compliance checks for existing and new Bank & Demat
  accounts as per HO compliance policy, RBI and SEBI guidelines.
  ▪ Conducting the KYC review of accounts as per RBI guidelines on timely
  basis.
  ▪ Keeping a tab on all Regulatory changes and inculcating the same in
  existing process.
  ▪ Update KRA of existing and new clients.
  ▪ Handling of end-to-end client on boarding process.
  ▪ Presenting new and existing client on boarding application to the CEO
  and his directs.
  ▪ Formulating, scrutinizing and testing of new logics in DP applications.
  ▪ Provide guidance to the team members and inputs to the management
  for queries related to Bank & DP operations.
  ▪ Executing the modification, updating and account closure applications.
  ▪ Resolving client’s queries and complaints.
  ▪ Handling the internal and statutory audit.
• Reconciliations between MF clients A/c With AMC's clients A/c (Wealth Specturrm)
• Reconciliations between Securities Holding in Ws & Debos System.
• Reconciliation of MF Holding in clients Portfolio with holdings Reflected in Registrar's File.
• Cash Management for Wealth Spectrum. (for Dep, DOP & Core Portfolio)
• · Reconciliation of Bank, AUM and Salable Units.
• · Subscriptions and Redemptions processing of investors
• Co-ordination with branches, custodians and Auditors to solving their queries.
• Independently handled the quarterly statutory Audit & concurrent Audit conducted by M/s G K Chokshi & Company.
• Independently handled the external Audit conducted by NSDL

• Recovery Department Handle the all kind of customer Query.
• Outward Clearing , Inward Clearing , Saving Counter
• In Recovery Handle the customer Account Transaction.