Chinmay Joshi
Ethics & Compliance Officer
Vadodara
Summary
Experienced Ethics & Compliance Officer with a proven track record of developing and implementing effective compliance programs. Expertise in risk assessment, policy development, investigations, and training. Dedicated to fostering a culture of integrity and ensuring regulatory compliance.
Overview
6
6
years of professional experience
5
5
years of post-secondary education
4
4
Languages
Work History
Deputy Manager, Ethics & Compliance
Becton Dickinson
02.2023 - Current
- Develop and Implement Compliance Programs: Design, implement, and maintain a comprehensive ethics and compliance program aligned with BD's global policies, industry best practices, and relevant laws and regulations (e.g., FCPA).
- Risk Assessment and Mitigation: Conduct regular risk assessments to identify potential areas of compliance vulnerability and risk; develop and implement mitigation strategies to address identified risks.
- Training and Education: Develop and deliver engaging and effective ethics and compliance training programs for employees at all levels, covering topics such as anti-corruption, conflicts of interest and code of conduct.
- Investigations and Remediation: Conduct thorough and impartial investigations of alleged ethics and compliance violations; recommend and implement appropriate corrective actions and disciplinary measures.
- Communication and Awareness: Promote a culture of ethics and compliance throughout the organization through effective communication, awareness campaigns, and leadership engagement.
- Due Diligence: Conduct ethics and compliance due diligence on third-party partners, including suppliers, distributors, and agents.
Senior Analyst
Ernst & Young
01.2022 - 02.2023
- Assisted in ESI review, desktop searches, and investigation for major real estate company, automobile company.
- Assisted clients in developing and implementing compliance programs to mitigate fraud, corruption, and regulatory risks.
Intern
J Baxi & Co.
07.2021 - 08.2021
- Worked as an intern at J Baxi & Co. under Risk Advisory | Forensics domain.
Intern
Niraj Majmundar & Associates
05.2019 - 04.2020
Education
MBA - Forensic Accounting
National Forensic Sciences University
06.2020 - 07.2022
Bachelor of commerce - undefined
Maharaja Sayajirao University
01.2016 - 01.2019
Associate member - undefined
CPA Australia
Skills
- ABAC Review
- Compliance program & SOP Design
- HCP/HCO/GO review and monitoring
- Subject matter expert: UCMPMD
- Speakup Initiatives
- Fraud Investigation
- ESI Review
- Transaction Testing
Extra-Curricular Activities
- International Fide Rated Chess Player
Timeline
Deputy Manager, Ethics & Compliance
Becton Dickinson
02.2023 - Current
Senior Analyst
Ernst & Young
01.2022 - 02.2023
Intern
J Baxi & Co.
07.2021 - 08.2021
MBA - Forensic Accounting
National Forensic Sciences University
06.2020 - 07.2022
Intern
Niraj Majmundar & Associates
05.2019 - 04.2020
Bachelor of commerce - undefined
Maharaja Sayajirao University
01.2016 - 01.2019
Associate member - undefined
CPA Australia
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