Chintan Joshi
Bangalore
Summary
Value driven business leader bringing 16 years of experience as successful Vice President. Strategic problem solver and change manager. Visionary executive implements plans that meet current and future needs driving results in collaborative & inclusive manner. Key expertise in Securities,Brokerage, Asset Management, Operational Risk & RCSA in global financial services firms.
Overview
16
16
years of professional experience
Work History
Vice President
Wells Fargo International Solutions Pvt Ltd
Bangalore
2022.12 - Current
- Review on Control Sharing Agreements and provide analysis LOB Wise
- Drive initiatives on Control Automation & Effectiveness for Consumer Lending
- Review & Analyze and provide executive summary through Reporting & Dashboard for Leadership Group/ Operating Committee
- Drive best practice sessions to ensure knowledge is consistent across business control management
- Supporting RCSA program during pre-workshop,workshop & post affirmation
Associate Manager
AXA GOBO
Pune
2016.09 - 2022.12
- Risk Identification - Initiating, Deliberating, Contesting Risk identified by various Operations & Transversal teams to arrive top 15 risks for AXA GOBO
- Key Risk Indicators - Drafting/Revising/Publishing of Key Risk Indicators for submission to AXA Group and OCC at AXA GOBO
- Conducting Organization wide trainings for Risk Awareness/Incident Management/Risk Acceptance for more than 3400+ employees
- Managing & Publishing Incident Management Dashboards to OCC
- Managed 8 AXA Entities whose AUM ~450+ Billion Euros with ~90K trades across vanilla and complex products
Process Manager
eClerx Services Ltd
Mumbai
2015.02 - 2016.09
- Monitoring SLA & timeliness for day-to-day operations
- Overseeing end-to-end smooth functioning of the entire Project Life Cycle Management for the process
- Key point of contact for an Investment firm as part of Stake holder management
Team Leader
BNY Mellon
Pune
2008.07 - 2015.02
- Working on live NSTP trades for European & Far East Markets
- Conducted BCP trainings for Operations team in Manchester, Singapore & Pittsburgh
- Handled more than 160 Funds for various custodian for NAV release
- Fund Launches, Transitions & Liquidation ensuring all the issues related to Trade Capture are resolved
Education
MBA - Finance
University of Wales
Cardiff2008-06
Skills
- Risk & Audit
- Innovation
- Data Management
- Data Analytics
- Change Management
- People Management
- Stakeholder Management
Accomplishments
- Received 3 Manager & 1 Team Spotlight awards accompanied by 9 e-Cards for supporting RCSA at Wells Fargo
- Achieved highest rating (Excellent) for consecutive 5 years at AXA GOBO since 2017
- Productivity gains worth 181K Euros provided to AXA Entities till 2022 at AXA GOBO
- Ranked Outstanding Performer for 2009 & 2011 at BNYMellon
Timeline
Vice President
Wells Fargo International Solutions Pvt Ltd
2022.12 - Current
Associate Manager
AXA GOBO
2016.09 - 2022.12
Process Manager
eClerx Services Ltd
2015.02 - 2016.09
Team Leader
BNY Mellon
2008.07 - 2015.02
MBA - Finance
University of Wales
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