Summary
Overview
Work History
Education
Skills
Certification
Accomplishments
Timeline
Generic

CHRIS JAMES

Hyderabad

Summary

Professional with 13 years of diverse industry experience, specializing in operational excellence with over 5 years in e-Filing and compliance management. Achievements include process optimization in e-Filing and enhanced regulatory compliance, leading to improved efficiency and audit readiness. Skilled in utilizing technology for streamlined documentation, data security, and cost-effective automation. Proven ability to collaborate with technology teams and stakeholders to implement data validation and drive high-quality electronic submission initiatives.

Overview

12
12
years of professional experience
1
1
Certification

Work History

Senior E-Filing Specialist

Deloitte
Hyderabad
01.2016 - Current
  • Consistently ensured 100% on-time, error-free statutory filings, maintaining full regulatory adherence.
  • Introduced quality control measures that reduced filing errors, significantly lowering penalty risk.
  • Enhanced e-Filing system security protocols, resulting in zero compliance breaches or data leaks.
  • Led internal and external audits utilizing internal databases and vendor software reports.
  • Delivered e-Filing protocol and best practice training to 1,000+ staff, driving operational consistency.
  • Facilitated rapid adoption of new e-Filing systems through targeted team training, minimizing transition downtime.
  • Honored with Applause and Spot awards for excellence in regulatory compliance and process innovation.
  • Maintained a flawless compliance record, with zero breaches or data leaks over consecutive years.
  • Managed end-to-end e-Filing processes for Business and Individual Tax, consistently ensuring 100% IRS compliance.
  • Developed and implemented standardized SOPs, integrating strong quality control and validation measures.
  • Partnered with IT and compliance teams to enhance system security and protect data integrity.
  • Consistently acknowledged for delivering error-free outcomes within challenging timeframes.

AML Analyst

Royal Bank of Scotland
Delhi
03.2013 - 06.2015
  • Identified and escalated high-risk activities for large client portfolios with 100% accuracy.
  • Coordinated internal and external AML audits, achieving zero critical findings.
  • Delivered AML training to staff, enhancing compliance awareness and reducing onboarding time.
  • Managed KYC, CDD, and EDD reviews for high-net-worth clients, ensuring 100% regulatory adherence.
  • Enhanced risk assessment protocols, decreasing compliance incidents significantly.
  • Addressed inquiries promptly, consistently maintaining high-quality results within deadlines.

Education

MBA - Finance and Marketing

Vikram University
MP, India
03-2012

Skills

  • Electronic filing systems and document management
  • Regulatory compliance and data security
  • Process optimization and transformation
  • Confidentiality and stakeholder engagement
  • Cross-functional team leadership
  • Training and change management

Certification

Certified in Know Your Customer process

Accomplishments

  • Consistently recognized for maintaining 100% quality with zero filing errors year over year
  • Received applause and spot awards for driving process innovation, enhancing quality control, and implementing robust data validation checkpoints

Timeline

Senior E-Filing Specialist

Deloitte
01.2016 - Current

AML Analyst

Royal Bank of Scotland
03.2013 - 06.2015

MBA - Finance and Marketing

Vikram University

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