CS Asif Shaikh (Mem No. A74588)

• Advisory relating to Companies Act, 2013 and FEMA.
• Managing Client base of over 150+ companies with regular compliance related work.
• Developed and implemented policies and procedures to ensure compliance with applicable laws, regulations, standards, and best practices.
• Provided guidance on complex regulatory issues to senior management and other departments.
• Managing work on a transaction basis.
• (Oversee all works as mentioned in Trainee Experience).

1. Managed company funding (Private Placements, Preferential Allotment, Rights Issues).

2. Handled FEMA compliances (FCGPR, FCTRS, ODI, FLA, APR).

3. Drafted legal documents (SPA, SHA, SSA, commercial contracts).

4. Incorporation of companies, LLPs, and partnerships.

5. Managed strike-off for Companies and LLPs.

6. Oversaw securities buyback processes.

7. Conversion of CCPS/OCPS and loans into equity.

8. Managed debenture issuance, redemption, and conversion.

9. Drafted and implemented ESOP schemes.

10. Handled stamp duty for securities issuance.

11. Managed shifting of registered offices from one states to other.

12. Conducted annual filings for private, public, NBFCs, and listed companies including XBRL filings.

13. Prepared AGM reports, filing documents, and meeting documentation.

14. Managed share transfers for companies.

15. Ensured CSR compliance, including CSR-2 filing.

16. Managed NBFC compliances and RBI filings (DNBS-02, DNBS-10, DNBS-13).

17. Filed various MCA forms (DPT-3, MSME-1, MGT-14) on V2/V3 portals.

18. Facilitated company name changes with legal compliance.

19. Managed trademark applications and registrations.

20. Handled convertible notes issuance.

21. Managed registrations and licensing (IEC, GST, MSME, PAN).

22. Managed changes in directors and auditors with compliance.

23. Provided advisory services on Companies Act and FEMA.

24. Issued shares in Demat form and managed dematerialization.

25. Liaised with regulatory bodies for compliance.