CS SUDIPTA MUKHERJEE
Pune
Summary
Fellow Member of the Institute of Company Secretaries of India (ICSI), qualified Lawyer, IIM Visakhapatnam Certified in Business Finance & Financial Modelling, IBBI Registered Valuer (Securities or Financial Assets), and Certified Social Auditor with over 12 years of experience advising Boards and senior leadership on corporate governance, Board administration, statutory compliance, legal affairs, and regulatory compliance across multinational and Indian organizations. Extensive experience supporting Boards and senior management through Board meeting planning, agenda preparation, Board papers, minute drafting, maintenance of statutory registers, Companies Act compliance, governance policy development, regulatory filings and liaison with auditors, regulators and external stakeholders. Recognized for building governance frameworks, strengthening internal controls, managing confidential Board matters and providing practical legal and compliance advice aligned with organizational objectives.
Overview
3
3
Languages
12
12
years of professional experience
Work History
Company Secretary & Compliance Officer
Titos Resorts & Hospitalities Pvt. Ltd.
09.2023 - Current
- Manage governance, compliance and secretarial matters for multiple group companies, ensuring consistent governance standards and regulatory compliance across the Group.
- Lead regulatory compliance, internal controls and enterprise risk initiatives.
- Lead enterprise-wide compliance initiatives and risk mitigation measures to strengthen governance standards.
- Advise leadership on governance, compliance and corporate matters to enhance decision-making processes.
- Develop governance policies, compliance frameworks and Board-level documentation.
- Coordination with regulators, auditors and external advisers to ensure alignment with compliance standards and regulatory requirements.
- Liaise with regulatory authorities, auditors, bankers, legal advisers and government agencies on statutory and compliance matters.
- Support strategic business initiatives by providing legal, regulatory and governance advice to senior leadership.
- Management of legal and compliance due diligence process for the proposed Initial Public Offering (IPO), coordinating with merchant bankers, legal counsel, auditors and other professional advisers.
- Led corporate due diligence and documentation for fundraising initiatives involving venture capital, private equity and strategic investors, ensuring regulatory compliance and timely completion of investor requirements.
Securities & Financial Assets Valuer & Compliance Advisor
Independent Consultant
05.2020 - 08.2023
- Conducted business valuations under the Companies Act using Discounted Cash Flow (DCF), Comparable Companies and Market Multiple methodologies.
- Prepared valuation reports, fairness opinions, due diligence reports and financial analyses for corporate transactions.
- Advised promoters, boards of directors and senior management on corporate governance and regulatory compliance, enhancing organisational adherence to statutory obligations.
- Designed governance frameworks, compliance manuals and internal policies for corporate clients.
- Coordinated with regulators, professionals and stakeholders during valuation and compliance assignments.
- Monitored legislative developments and provided insights on regulatory impact, enabling organisations to adapt to amendments in corporate laws.
- Guided organisations in strengthening governance processes, leading to improved statutory compliance and risk management.
Company Secretary & Compliance Head
Kuroda Electric India Pvt. Ltd.
06.2019 - 04.2020
- Managed company secretarial functions, statutory records, and regulatory filings to ensure compliance with corporate laws.
- Oversaw statutory reporting and ensured timely compliance with corporate regulatory requirements.
- Developed compliance policies, governance procedures and internal controls to strengthen regulatory compliance.
- Supported Directors and senior management on governance, compliance, and Board administration to enhance organisational accountability.
- Coordinated with external auditors, legal advisers, regulators and global group companies on governance and compliance initiatives.
- Facilitated communication between management, auditors, regulators, and overseas stakeholders to streamline governance processes.
Company Secretary
Porite India Pvt. Ltd.
10.2016 - 05.2019
- Drafted Board resolutions, shareholder resolutions and corporate governance documentation.
- Organised Board, Committee and General Meetings, ensuring effective scheduling, comprehensive agenda preparation, and precise minute drafting to support informed decision-making.
- Maintained statutory registers, corporate records and Companies Act compliance documentation.
- Ensured timely statutory filings and compliance with applicable corporate legislation.
- Managed FEMA and RBI compliances relating to External Commercial Borrowings and Foreign Direct Investment.
- Coordinated governance and statutory matters with overseas group entities across Japan, Singapore, Malaysia, China, Hong Kong, and the USA, fostering compliance and collaboration.
- Served as liaison between management, external advisers, and regulatory authorities, facilitating communication and ensuring alignment on compliance matters.
Associate Company Secretary
UJA Chartered Accountants
05.2015 - 09.2016
- Advised clients on corporate governance practices and statutory compliance obligations.
- Conducted corporate due diligence and compliance reviews for mergers, acquisitions, and investment transactions, identifying risks and ensuring regulatory adherence.
- Managed company incorporations, restructuring assignments, and corporate secretarial matters, ensuring compliance and effective governance for diverse clients.
- Organised Board and shareholder meetings, preparing agendas, notices, resolutions, and minutes to facilitate informed decision-making.
- Drafted Directors' Reports, Annual General Meeting documentation and governance records.
- Maintained statutory registers and ensured compliance with Companies Act requirements.
Legal & Compliance Associate
Sanmati Cole & Cokes Pvt. Ltd.
02.2014 - 04.2015
- Drafted and reviewed commercial agreements, legal notices and corporate documentation.
- Coordinated with legal advisers and government authorities on regulatory matters, ensuring timely compliance and risk mitigation.
- Supported legal and secretarial functions, ensuring compliance with statutory and regulatory requirements, facilitating smooth operations.
- Assisted management with governance, compliance and legal risk management initiatives.
- Organised Board and General Meetings, preparing agendas, resolutions and minutes to enhance governance processes.
- Maintained statutory books, registers and corporate records.
Education
Certificate of Higher Education - Business Finance & Financial Modelling
IIM Visakhapatnam
Visakhapatnam01-2024
Certificate of Higher Education - Social Audit
ICSI-ISA Social Auditor
ICSI01-2024
Certificate of Higher Education - Securities or Financial Asset Valuation
IBBI Registered Valuer
IBBI01-2021
Company Secretary - Corporate Laws
Institute of Company Secretaries of India (ICSI))
01-2015
LL.B. - Laws
ILS Law College
Pune01-2013
Post Graduate Diploma - Foreign Trade
Pune University
Pune01-2010
B.Sc. - BioTech
Manipal University
01-2009
Skills
- Corporate governance advisory
- Companies Act compliance
- Regulatory compliance expertise
- Board and committee management
- Board resolutions and shareholder meetings
- Risk management and internal controls
- Due diligence and M&A support
- Business valuation
- Legal drafting and corporate documentation
- Stakeholder management with auditors and regulators
- Business finance and financial modelling
- Cross-functional leadership and project coordination
- Director induction and governance policies
linkedin.com/in/fcssudiptamukherjee
Languages
English
Hindi
Bengali
Timeline
Company Secretary & Compliance Officer
Titos Resorts & Hospitalities Pvt. Ltd.
09.2023 - Current
Securities & Financial Assets Valuer & Compliance Advisor
Independent Consultant
05.2020 - 08.2023
Company Secretary & Compliance Head
Kuroda Electric India Pvt. Ltd.
06.2019 - 04.2020
Company Secretary
Porite India Pvt. Ltd.
10.2016 - 05.2019
Associate Company Secretary
UJA Chartered Accountants
05.2015 - 09.2016
Legal & Compliance Associate
Sanmati Cole & Cokes Pvt. Ltd.
02.2014 - 04.2015
Certificate of Higher Education - Business Finance & Financial Modelling
IIM Visakhapatnam
Certificate of Higher Education - Social Audit
ICSI-ISA Social Auditor
Certificate of Higher Education - Securities or Financial Asset Valuation
IBBI Registered Valuer
Company Secretary - Corporate Laws
Institute of Company Secretaries of India (ICSI))
LL.B. - Laws
ILS Law College
Post Graduate Diploma - Foreign Trade
Pune University
B.Sc. - BioTech
Manipal University