Deepali Sandeep Chougule
MBA In Finance
Mumbai
Summary
A qualified postgraduate with strong skills with more than 10 years of experience in Equity operations including Stocks settlement, RMS , Banking, MTF and Back office operations Gained in depth knowledge of financial and broking products in capital market derivatives segment, NBFC- LAS / Margin trading Funding . An effective communicator with strong relationship management skills with capability to relate to people and any level of business and management across, possess excellent analytical skill . A goal driven individual with strong work ethics, continuously striving for improvement coupled with excellent administrative aptitude and the commitment to offer quality work.
Overview
13
13
years of professional experience
3
3
Languages
Work History
Senior Manager
Bajaj Financial Securities LTD.
05.2022 - Current
- Updation of BOD Files of DP’s (Stock Settlement)
- Making Cusa Ageing Report & send it to RMS ( T+5) days
- Auction Process of Stock
- Stock Payout & Payin Process
- .MTF Exchange Reportingocess of stock.
- MTF Exchange Reporting.
- Cash & FNO Margin Preparation & Reporting.
- MTF Collateral Reconciliation Reporting.
- Funds Payout & Funds Payin Process
- Quarterly Settlement process of Funds
- Making entries of Mutual fund Redemption
- Fund Confirmation NEFT, RTGS, IMPS & UPI, ROI Changes, Reversal & Changes of difference income
- Updation of funds payin of ATOM , Bank Statement
- Making MIS Of Payin & Payout
- Bank Balance and Exchange Obligation check
- Reconciliation of GL Mutual fund, Accounting of IMPS & UPI Transaction.
- DPC Computation, Cash & FNO Obligation Settlement (Obligation STT, Stamp Duty Reconciliation.
- EOD Fund Movement (Bank)
- Margin Trade funding Process (MTF) – Limit Setting, approve script criteria, Margin Shortfall Follow up
- OTP Generation
- OTP Confirmation on T+1 or 2, Exchange Reporting
- Trade Transfer to Cusa if OTP not done, Sebi Square off for OTP not done trades.
Manager
Incred Financial Services Pvt LTD
10.2021 - 05.2022
Manager
Prabhudas Liladhar Pvt Ltd
12.2020 - 10.2021
- Monitoring margin requirement for Loan against shares from banks & financial institutions
- Daily monitoring of risk at client level
- Day to day operational work like pledging / Un pledging of collateral to third-party NBFC and Pledging / un pledging of stock to funded and collateral account of MTF , disbursement / repayment of funds using client Bank POA account , interest calculation
- Financial posting and management
- Providing instruction to Custody Team for pledging shares to Banks, Institutions for LAS and MTF collateral and Funded account
- Preparing and Reporting Enhanced Supervision files - Holding, Cash and Cash equivalent to exchange on weekly and daily basis
- Preparing and reporting Daily margin reporting files for cash and FAO
- Maintaining and managing script concentration on Client and Group level for MTF / LAS as per prescribed MTF and Las policy
- Co-ordination for account opening activities with Bank and Client for MTF and LAS
- Developed and executed a system to provide the limits as per margin availability in MTF
- Preparing and maintaining SOP for all back office and Front office Process.
Sr.Executive
IndiaNivesh Securities private Limited
03.2011 - 11.2020
- Managing Risk of Offline And Online clients
- Familiar With Odin, Anywhere, Omnesys (NEST), Reliable software’s
- Process of activating new clients
- BOD Process & EOD Process
- Monitoring and handling Auto-Square off system
- Preparation of various MIS reports on Daily basis
- Control over regional offices for buying in debit clients
- Familiar with LD BackOfficesoftwares
- Looking at Debits and Squaring off the position to recover Margin Shortfall,
- Online response to the grievances of Clients and Branches
- Looking at MTM of client as per there LEDGER
- Increasing and Decreasing and surveillance of member ID limit
- Active participation in system testing of trading software as well as back office
- Exposure in handling TM level RMS
- Move Funds in Exchange for Additional Based Capital through CIM’s -Collateral Interface For Members (BSE, NSE, NSE & FO, CDS & Equity Market) & (MCX, NCDX & ICEX Commodities Market)
- NBFC Operations and MTF operation like follow up with clients for arrange shortfall with in 5 days time by pledging of approved list or Group 1 shares in some volatility (impact cost is lower then 1 which list updated on 1st of every month) as per RBI Guidelines
- Maintain Records of Deposits like CASH, BG ,STL, Equivalent Shares with Clearing member & Exchanges for limits.
Relationship Manger Relationship Manager
Sharekhan Ltd
01.2010 - 03.2011
Education
Post Graduate Diploma in Finance Management -
IBMS
INDIAMBA - Finance
INSTITUTE OF BUSINESS MANAGEMENT STUDIES
INDIABachelor of Commerce -
MUMBAI UNIVERSITY
INDIA 04.2001 -
NISM-Currency - undefined
HSC -
MUMBAI UNIVERSITY
INDIA 04.2001 -
Skills
Communication Skill
undefinedTimeline
Senior Manager
Bajaj Financial Securities LTD.
05.2022 - Current
Manager
Incred Financial Services Pvt LTD
10.2021 - 05.2022
Manager
Prabhudas Liladhar Pvt Ltd
12.2020 - 10.2021
Sr.Executive
IndiaNivesh Securities private Limited
03.2011 - 11.2020
Relationship Manger Relationship Manager
Sharekhan Ltd
01.2010 - 03.2011
Bachelor of Commerce -
MUMBAI UNIVERSITY
04.2001 -
HSC -
MUMBAI UNIVERSITY
04.2001 -
Post Graduate Diploma in Finance Management -
IBMS
MBA - Finance
INSTITUTE OF BUSINESS MANAGEMENT STUDIES
NISM-Currency - undefined
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