DEEPANSHI RAGHUVANSHI
Summary
Experienced Compliance Specialist with a focus on legal and compliance matters. Collaborative approach, adept at identifying improvement opportunities for both compliance and safety matters. Strong ability to manage priorities, expectations, and work closely with business partners. Current knowledge of industry practices, legal requirements, and commitment to achieving goals, exceeding expectations, and promoting a safe and secure environment. I have a proven track record of enhancing team performance, and cultivating collaborative alliances with internal and external stakeholders.
Overview
4
4
years of professional experience
Work History
Compliance & Operation Executive
DaftarRoute
07.2024 - 06.2025
- Managed sanctions and PEP screening using platforms such as Bridger, World‑Check, and Dow Jones, maintaining 100% adherence to SLAs and escalating high-risk alerts promptly.
- Instituted vendor risk assessments and due diligence protocols for onboarding partner fleets and third-party integrations, ensuring full compliance with internal policies and applicable laws.
- Collaborate with the Global Risk and Oversight teams, Legal, and Business stakeholders to address identified compliance gaps and implement sustainable risk mitigation measures.
- Categorize customer and third-party risk profiles and perform Enhanced Due Diligence (EDD) when elevated risk factors are detected, ensuring documentation and reviews meet regulatory and internal standards.
- Implemented internal dashboards to monitor compliance metrics, track trends, and highlight gaps. Presented key findings to senior leadership and formulated action plans.
- Led compliance training programs for internal staff and field agents, increasing awareness of KYC, AML, sanctions, and privacy best practices.
- Demonstrate strong organizational and stakeholder management skills, effectively communicating risk insights and program updates to senior management and cross-functional teams.
Document & Compliance Specialist
Revolut
06.2023 - 07.2024
- Examining transactions and financial activities to identify any suspicious patterns that may indicate money laundering or other illicit activities.
- Prepared and filed SARs/UARs; coordinated with law enforcement and handled complex offboarding decisions.
- Maintained compliance documentation, trained staff, and used tools like Confluence, Jira for monitoring
Documentation Specialist, Student Experience
BYJU'S
09.2021 - 09.2022
- Designed and established a vendor compliance process to improve accountability and performance.
- Ensured regulatory compliance by actively monitoring and maintaining accurate documentation.
- Assessed applicant credit tiers to streamline loan processing and accelerate approval decisions.
Education
L.LB | BACHELORS OF LAW -
Asian Law College
03-2023
COMMERCE | BACHELOR OF COMMERCE -
Univeristy of Delhi
03-2019
COMMERCE | SENIOR SECONDARY SCHOOL CERTIFICATE -
Delhi Public School
03-2016
GENERAL | SECONDARY SCHOOL CERTIFICATE -
Delhi Public School
03-2014
Skills
- Legal compliance expertise
- Risk identification and reduction
- Policy Development and Implementation
- Negotiation Skills
- Team Leadership
- Strong written communication
- Investigation and Incident Management
Languages
English
Hindi
Personal Information
Strengths And Expertise
- Legal and Compliance
- Risk Assessment and Mitigation
- Policy Development and Implementation
- Negotiation Skills
- Team Leadership
- Communication
- Investigation and Incident Management
Timeline
Compliance & Operation Executive
DaftarRoute
07.2024 - 06.2025
Document & Compliance Specialist
Revolut
06.2023 - 07.2024
Documentation Specialist, Student Experience
BYJU'S
09.2021 - 09.2022
L.LB | BACHELORS OF LAW -
Asian Law College
COMMERCE | BACHELOR OF COMMERCE -
Univeristy of Delhi
COMMERCE | SENIOR SECONDARY SCHOOL CERTIFICATE -
Delhi Public School
GENERAL | SECONDARY SCHOOL CERTIFICATE -
Delhi Public School
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