LD Broking
Dhara Sharma
KYC & Support
Mumbai
Summary
To Work in a vertical, which stimulates competition, offers opportunity for growth and enriches experience. Seek an Environment where skills and loyalty will be rewarded with career advancement and guidance. Accept every challenge and crisis as a stepping stone to success. Resourceful and experienced worker offering expertise in customer/ franchise service. Detail-oriented team player with strong organizational skills. Handles multiple projects simultaneously with a high degree of accuracy.
Overview
3
3
years of professional experience
2
2
Certifications
4
4
Languages
Work History
Business Development - Executive
Nirmal Bang Securities Pvt Ltd.
- Current
- KYC checking of new franchisee as per process flow, KYC punching of new franchise in internal back-office system, Modification form checking and punching in existing franchisee KYC details, KYC processing of dormant client accounts and modification in system, if Any! Daily welcome calls to new franchisee to let them know about their further journey which included ODIN software for trading, Client KYC documentation and processing etc, Maintaining excel records of KYC and modification processed, Sending KYC Account Opening Mails and Query/ Rejection/ Observation to respective branch/ RM/ Franchise, Coordinating with branches, RM, and or Franchise to clear queries/ observations of KYC form of client and franchisee
- Providing Interface between Company and Franchisee Understanding and analyzing franchisee queries received via phone & email, and help them to get possible positive feedback, Working on LD & TSS software
Auditor
ADV & Associate (CA Firm)
10.2020 - 05.2021
- Checking client loan files as per KYC checklist, Checking client bank account opening forms, Share queries with Bank branch manager, If any Prepare daily MIS of Forms checked Share daily MIS with seniors by EOD
- Follow-up for queries raised to Bank branch manager
Education
Master of commerce (Accounts) -
Ghanshyamdas Saraf college of arts and commerce
Bachelor in Accounting and Finance (BAF) -
Nirmala Memorial Foundation College of Commerce And Science
MumbaiHigher secondary school certificate - undefined
Smt T.S bafna college of arts and commerce
Secondary school certificate - undefined
Fatima Devi English High school
Skills
Franchise Relations
Certification
ICIT certified office professional (I - COP module 3 tally ERP) course from ICIT computer institute in the year 2017.
Personal Information
- Father's Name: Keshav Sharma
- Date of Birth: 10/16/99
- Nationality: Indian
- Marital Status: Unmarried
Extracurricular Achievements
Volunteered in college fest as student in-charge in hospitality management
Projects
A report on internal audit at CDSL with the help of Tally Software
Software
LD CDSL
LD NSDL
TANNA
Timeline
Auditor
ADV & Associate (CA Firm)
10.2020 - 05.2021
Business Development - Executive
Nirmal Bang Securities Pvt Ltd.
- Current
Master of commerce (Accounts) -
Ghanshyamdas Saraf college of arts and commerce
Bachelor in Accounting and Finance (BAF) -
Nirmala Memorial Foundation College of Commerce And Science
Higher secondary school certificate - undefined
Smt T.S bafna college of arts and commerce
Secondary school certificate - undefined
Fatima Devi English High school
ICIT certified office professional (I - COP module 3 tally ERP) course from ICIT computer institute in the year 2017.
ICIT certified office professional (I - COP module 1 MS office) course from ICIT computer institute in the year 2017.
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