DHIRAJ MISHRA
New Delhi
Summary
Detail-oriented and motivated professional with expertise in sanctions screening, compliance, and risk management. Seeking to leverage knowledge of regulatory frameworks to mitigate financial crime risks and contribute to organizational success.
Overview
3
3
years of professional experience
Work History
Operations Analyst - Pre Underwriting
NatWest Group
09.2024 - Current
- Managed loan application documentation for underwriting review.
- Conducted KYC checks, risk assessments, and client screening for compliance.
- Supported UK Retail Banking account openings, ensuring regulatory compliance.
- Performed internal quality checks to maintain data integrity and compliance.
- Assisted back-office operations, ensuring adherence to NAS guidelines.
- Achievements:
- Ensured strict adherence to KYC and sanctions guidelines, mitigating risk.
- Contributed to operational efficiency and excellent customer experience.
- Prevented fraud, maintaining 100% accuracy and compliance.
Fincrime KYC Analyst
NatWest Group
08.2022 - 08.2024
- Sanctions & PEP Alert Processing: Managed alerts related to economic sanctions and PEPs, ensuring compliance with ES/AML regulations in second level defence for economic sanction.
- Cross-Team Collaboration: Worked with global teams to standardize sanctions and AML procedures across business units (BUs), on boarding new units as part of the process.
- Quality Assurance: Conducted regular quality checks on first-level defence activities, ensuring alert handling and compliance screenings were accurate and efficient.
- Process Improvement: Identified process gaps and recommended improvements to streamline workflows, focusing on standardization, harmonization, and efficiency.
- Rule & Control Development: Contributed to the development of new controls, guidelines, and rules to enhance ES/AML monitoring and alert management.
- Compliance Enhancement: Supported the ongoing enhancement of ES/AML frameworks, ensuring adherence to global sanctions regulations.
Education
Master of business Administration (MBA) -
GGSIPU
BANARSID CHDAIWALA INSTITUTE OF PROFESSIONAL STUDY01.2022
Bachelor of Business Administration (BBA) -
GGSIPU
CPJ COLLEGE OF HIGHER STUDIES 01.2019
12th Grade -
CBSE
01.2016
Skills
- AML
- KYC
- Risk Assessment
- Sanctions Screening
- PEP Screening
- Quality Assurance
- Compliance
- Process Improvement
- Streamlining
- Team Collaboration
- Support
- Microsoft Office Suite
- Data Analysis
- Process Improvement Methodologies
- Agile Methodologies
- Risk Management
Timeline
Operations Analyst - Pre Underwriting
NatWest Group
09.2024 - Current
Fincrime KYC Analyst
NatWest Group
08.2022 - 08.2024
Master of business Administration (MBA) -
GGSIPU
Bachelor of Business Administration (BBA) -
GGSIPU
12th Grade -
CBSE
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