Dhiraj Saxena
Barnet
Summary
Experienced financial service professional with over 30 years in consulting, specializing in Regulatory, Risk, Compliance, and Digital Transformation. Successfully delivered multi-million-pound projects, communicated effectively with C-suite, and demonstrated thought leadership in data strategy and program execution. Strong leader, communicator, and stakeholder manager, with multilingual skills and a track record of delivering measurable value. Looking to obtain Digital, Data Technology Leadership Roles using extensive experience in delivery assurance and stakeholder management to make a vital difference to a Business.
Overview
31
31
years of professional experience
1
1
Certification
Work History
Capability Lead Sr. Manager (Data Governance, Architecture, Operational Resilience, Technology)
LSEG (London Stock Exchange Group)
10.2020 - Current
- Collaborative, resourceful, and commercially driven Technology Leader
- Results-orientated and meticulous IT professional who ensures the customer is the heart of the business
- Reliable, adaptable, and diligent Technology Leader who blends people management with technology
- Introduced new tools & technology like Collibra, Salesforce globally to cover Change Management and Data dictionary function via Agile development with IT
- Introduced AI and RPA - Robotics process automation (Kofax) for financial crime to extract and gather data automatically
- Setup a Data model and standards, procedures, policies, and culture of treating data as Assets enterprise-wide
- Yearly offsite and stakeholder meeting of Global data management function and agreement on key deliverables
- Implemented Issues management process and exception process for change management for data governance as data risk manager role
- Established a Data Quality monitoring function to monitor risks in the financial crime division across KYC, TFS, and TMS areas.
Principal (Financial Services)
Infosys Consulting
07.2017 - 10.2020
- Managing and Delivering, Regulatory, Governance and Risk Compliance, C-Suite Advisory, Operating models, Data Management, Enterprise Strategies & Architecture, Client digital transformation initiatives
- The programs delivered are: Speed to Market payment and fraud prevention, governance framework
- LIBOR transition, Reduce TCO for Middle Office functions
- Information strategy & architecture
- Established CDO's Capabilities; Data Governance, Data & Analytics Management Consulting
- MiFID II, FRTB, GDPR, PSD2, BCBS239 and cross jurisdictions regulations.
Vice President
Deutsche B
07.2016 - 05.2017
- SME - Information Architect, Data Governance, Regulatory Risk and Compliance
- Target Operating Model
- Delivered policies up to level 4 for (Architecture, Quality and Governance policies)
- Enterprise Data Governance Framework
- Data Modelling and Financial Data Standards for finance and risk alignment
- Strategy for the Master Reference Data Management - Product, Book, Instrument and Counterparty.
Enterprise Risk Information Architect
Sapient Global Markets
12.2015 - 06.2016
- FRTB Regulatory Information Architecture
- Workshops, Agile Scrums, Analysis
- Business Development, Digital Transformation
- Heading data solution delivery.
Enterprise Information Architect
NatWest Group
02.2015 - 11.2015
- Delivered - BCBS239 Risk Compliance program covering (Credit Risk, Market Risk, Operational Risk, Enterprise Risk, Liquidity Risk, Retail and Wholesale risk)
- Enterprise Information Models for all the IB risk domains
- Risk Taxonomy, Business Glossary, Business processes minimisation, Data Lineage
- Risk Validations Models assessment
- Stakeholders CDO, Wholesale, Credit, Enterprise, Market and Retail Risk.
Information Architect (Risk & Finance)
Deutsche Bank
05.2014 - 01.2015
- Regulatory Transformation, Strategy, methodology and process consulting to the Governance, Risk and Compliance program
- Financial Data Standards
- Finance and Risk Models
- Ontology
- Domain Architect.
Information Architect
NatWest Group
07.2013 - 04.2014
- Delivered artefacts for the Strategy and Architecture Centralised Team
- Functional Steward and Business Domain Architect for Finance domain to comply with the standards
- BCBS239 and Customer SVoC delivery.
Senior BA (Credit & Market Risk)
Credit Suisse
12.2011 - 06.2013
- Delivered FCA Data Acquisition Programs for the Credit and Market Risk
- Functional and Business Architecture Models, Data Models
- Business and Regulatory Reporting requirements
- Business Architecture.
Senior Data Modeller
UBS
04.2011 - 11.2011
- Delivered Enterprise Data model for the accounts and clients transformation program.
BA Lead / Modeller (Risk Analytics and Position Reporting)
Deutsche Bank
03.2010 - 03.2011
- Enterprise Models and Strategy for the Global Position Reporting and Regulatory Compliance
- Employee Trading Platform Compliance Transformation
- Analytics requirements and process automation.
Director
DPM Sys Ltd
07.2006 - 12.2009
Risk IT - Credit/Market (Contractor)
UBS
08.2008 - 07.2009
- Credit Risk IT Transformation program
- Risk Models Validation, Derivatives products risk mitigation, Exposure Management and Reporting.
Senior Consultant
Fujitsu
05.2007 - 07.2008
Risk IT Consultant
Thales
11.2000 - 06.2006
- Quantitative cross asset derivative counterparty risk management for the Credit Risk Management function
- Credit Risk Exposure Management reporting, Credit Operational SME
- Development of the new Credit Risk Management System
- Product, Book, Market feeds analysis and standardisation.
Credit Risk IT (Program Lead- via Thales IS)
Deutsche Bank
11.2000 - 12.2005
- Exposure Management Application Architecture Lead, Team management
- Credit Risk Management System analyst and architecture
- Credit Operations and Vendor management
- Global Exposure Reporting.
Analyst Programmer / Designer (Contractor)
Deutsche Bank
02.1999 - 10.2000
- New platform transformation of the Credit Risk Management System
- Risk Engines requirements and risk valuations of the derivatives products.
Analyst Programmer
Diners Club International
04.1998 - 01.1999
- Dinners Club Card, Electronic transaction validation Transformation Program.
IT Consultant
CMC LTD
07.1993 - 03.1998
Education
Investment Securites Management -
London Business School
01.2016
A Level, Mathematics, Physics, Chemistry, English, Hindi -
Kendriya Vidyalaya
01.1988
PG Certificate, Financial Markets, Trading Analysis and Corporate Finance -
London School of Business and Finance LSBF
Bachelor of Engineering, Computer Engineering -
Rashtrasant Tukadoji Maharaj Nagpur University, Nagpur
Skills
- Regulatory and Compliance program delivery
- Enterprise Architecture & Strategy
- Data Management / Governance / Quality
- Middle and Back-office functions, Investment Banking, Asset Management
- Fraud prevention, Financial Crime, and Payments
- Management Consulting
- Business Process Optimization, Operating Models
- Driving Data Program Success
- Data and Analytics; Big Data / Machine Learning and AI
Websites
Certification
- PRINCE 2, Practitioner - Association for Project Management, 02253311-01-8RTX
- TOGAF 9.1 - The Open Group, 82154
- Business Analysis - BCS, The Chartered Institute for IT, 00105633
- FinTech and the Transformation in Financial Services - Coursera, 4LXLMSDGCD74
- Certified Collibra Expert- Level II - Collibra, CELIC-20190912-1607
- Certified Solution Architect - Collibra, LP2171
- Certified BA/Data Scientist - Collibra, LP2246
- Executive Leadership - LinkedIn
- Building Resilience as a Leader - LinkedIn
- Certified Data Steward - Collibra, LP7060
- Solidatus Model Builder - Solidatus
- CDO Masterclass - DataGalaxy
- LeanIX EAM Practitioner - LeanIX
- Certificate of Continuing Professional Development - GRC World Forums
- IT Audit Fundamentals - Udemy, UC-95150a6a-3470-485a-9330-f91691386a6f
- AI Governance - Security
Timeline
Capability Lead Sr. Manager (Data Governance, Architecture, Operational Resilience, Technology)
LSEG (London Stock Exchange Group)
10.2020 - Current
Principal (Financial Services)
Infosys Consulting
07.2017 - 10.2020
Vice President
Deutsche B
07.2016 - 05.2017
Enterprise Risk Information Architect
Sapient Global Markets
12.2015 - 06.2016
Enterprise Information Architect
NatWest Group
02.2015 - 11.2015
Information Architect (Risk & Finance)
Deutsche Bank
05.2014 - 01.2015
Information Architect
NatWest Group
07.2013 - 04.2014
Senior BA (Credit & Market Risk)
Credit Suisse
12.2011 - 06.2013
Senior Data Modeller
UBS
04.2011 - 11.2011
BA Lead / Modeller (Risk Analytics and Position Reporting)
Deutsche Bank
03.2010 - 03.2011
Risk IT - Credit/Market (Contractor)
UBS
08.2008 - 07.2009
Senior Consultant
Fujitsu
05.2007 - 07.2008
Director
DPM Sys Ltd
07.2006 - 12.2009
Risk IT Consultant
Thales
11.2000 - 06.2006
Credit Risk IT (Program Lead- via Thales IS)
Deutsche Bank
11.2000 - 12.2005
Analyst Programmer / Designer (Contractor)
Deutsche Bank
02.1999 - 10.2000
Analyst Programmer
Diners Club International
04.1998 - 01.1999
IT Consultant
CMC LTD
07.1993 - 03.1998
Investment Securites Management -
London Business School
A Level, Mathematics, Physics, Chemistry, English, Hindi -
Kendriya Vidyalaya
PG Certificate, Financial Markets, Trading Analysis and Corporate Finance -
London School of Business and Finance LSBF
Bachelor of Engineering, Computer Engineering -
Rashtrasant Tukadoji Maharaj Nagpur University, Nagpur
- PRINCE 2, Practitioner - Association for Project Management, 02253311-01-8RTX
- TOGAF 9.1 - The Open Group, 82154
- Business Analysis - BCS, The Chartered Institute for IT, 00105633
- FinTech and the Transformation in Financial Services - Coursera, 4LXLMSDGCD74
- Certified Collibra Expert- Level II - Collibra, CELIC-20190912-1607
- Certified Solution Architect - Collibra, LP2171
- Certified BA/Data Scientist - Collibra, LP2246
- Executive Leadership - LinkedIn
- Building Resilience as a Leader - LinkedIn
- Certified Data Steward - Collibra, LP7060
- Solidatus Model Builder - Solidatus
- CDO Masterclass - DataGalaxy
- LeanIX EAM Practitioner - LeanIX
- Certificate of Continuing Professional Development - GRC World Forums
- IT Audit Fundamentals - Udemy, UC-95150a6a-3470-485a-9330-f91691386a6f
- AI Governance - Security
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