Dhruv Gupta

Process: Trade Confirmation, Middle Office Operations, Roles, and Responsibilities.

• Dealing with fixed income and equity trades on CTM for confirmation, and repos for manual confirmation through emails and calls.
• Detected discrepancies and executed accurate trade release processes in CMS.
• Addressed and rectified discrepancies through coordination with the Client and Onshore team.
• Identify trade breaks in the confirmation process and resolve them before EOD.
• Booked trades manually to ensure clients' investment positions remained current.
• Conducted thorough investigations into reasons behind failed transactions.
• Liaised with brokers and investment managers to pinpoint accurate solutions.

• Handled large-scale fixed-income transactions, maintaining precision and adherence to industry regulations.
• Analyze and resolve complex discrepancies in fixed-income instruments.
• Worked diligently with teams in operations, trading, compliance, and custodians to improve processes.
• Investigated data discrepancies using multiple financial systems including TLM, DTCC, Bloomberg and Eagle.
• Specialize in reconciling bonds, mortgage-backed securities, and other fixed-income instruments.

• Managed custody operations for share transactions, ensuring accurate trade settlements.
• Collaborated with brokers and counterparties to streamline trade execution and settlement.
• Maintained meticulous records, ensuring compliance with audit and regulatory standards.
• Handled client trade inquiries, providing prompt, and accurate resolutions.
• Researched solutions and offered technical support to senior team members.

• Conducted statutory and tax audits as part of the audit team.
• Prepared GST, TDS, and TCS returns for corporate entities.
• Compiled balance sheets and profit-and-loss statements.

• Supported optimization of taxation frameworks and reporting processes.
• Maintained MIS, and coordinated with product and technology teams.
• Monitored project milestones consistently and delivered comprehensive updates.