Summary
Overview
Work History
Education
Skills
LANGUAGES
Accomplishments
Timeline
Generic
DIGANTO MARIO DAS

DIGANTO MARIO DAS

Kolkata

Summary

To leverage my expertise in KYC and AML to secure a challenging role in a reputed organization, where I can utilize my skills to mitigate financial crimes and ensure regulatory compliance.

Overview

10
10
years of professional experience

Work History

Senior Manager

HDFC Bank Ltd
03.2020 - 02.2021
  • Support the day to day management of the KYC process to onboard and renew KYC records to regulatory standards with high quality and while meeting tight deadlines
  • Supporting the Onboarding Manager to manage relationships with a Front Office sub-LOB, prioritize and assign case work for the team, oversee calibration with Quality Control and Utility teams, and serve as the primary point of escalation for team members
  • Day to day management of the reviews teams, working closely with team leaders
  • Ensuring that staff apply all regulatory and corporate AML standards to performing due diligence on new clients and during ongoing renewals of the client profiles
  • Ensuring the quality and service delivery standards for KYC support are met. Working closely with the KYC Quality Assurance team to identify and resolve any quality issues

Manager

HDFC Bank Ltd
02.2018 - 02.2021
  • Performing QC reviews on New On-boarding, Periodic Review, Customer update and Data quality issues (DQI) work streams under CB – CIB line of business.
  • Conducted calibrations call between the Maker and Lob to seek the correct information as per the Bank policy and regulators.
  • As a part of QC, data has been reviewed for Regulatory Screening, Verification and Background Investigations based on adverse news to mitigate the Material Risk attributes with appropriate dispositions.
  • Document review: Verifying the authenticity and validation of customer documents includes the all identification documents, proof of registered and physical addresses, and formation documents and internal documents.
  • Data validation: Reviewing customer data for accuracy and consistency ,including names, and addresses, dates of birth, and other identifying information from document to System applications.
  • Risk assessment: Evaluating customer data to identify potential risks, such as fraud, and money laundering, or terrorist financing by reviewing screening and background investigation documents.

Deputy Manager

HDFC Bank Ltd
03.2013 - 01.2018
  • Case creation: Creating new KYC cases and updating existing ones to ensure that customer information is accurate and up-to-date.
  • Performing Current On-boarding, Renewal Due Diligence for all entity clients of Low, medium, and high-risk clients and working on KYC remediation projects.
  • Liaising with the middle office and RM’s to procure necessary KYC Documentation and performing review as per the regulatory requirements.
  • Conducting the Regulatory Screening, Verification and Background Investigations based on adverse news mitigate the Material Risk attributes with appropriate dispositions.
  • Compare and contrast differences within KYC records, highlight and escalate any discrepancies to Reporting Manager/ Relationship Manager as per situation.
  • Strongly engaged with Front/Middle office and be part of KYC/AML interactions to complete the client deals as per the timeline while meeting firm wide quality standards.
  • Responsible for preparing and updating of Client Profiles in the HDFC internal tools and the maintaining accurate information as per approved documentations and guidelines.

ASSISTANT MANAGER

HDFC Bank Ltd
03.2011 - 02.2013
  • To work in an error free environment and ensure that all the processes laid by the bank are followed properly without any deviations under the guidance and supervision of the Manager.
  • Coordination and collection of client specific information and completion of documentation to assist in the on-boarding of new clients.
  • Performing on going customer due diligence including maintenance and updating of AML &KYC records and information for existing clients.
  • Performing negative news and sanctions, name screening.
  • Validate customer’s business purpose, legitimacy and analyze any transactions that appear unusual based on customer’s profile.
  • Coordination and collection of client specific information and completion of documentation to assist in the on-boarding of new clients.
  • Performing on going customer due diligence including maintenance and updating of AML & KYC records and information for existing clients.
  • Performing end to end KYC reviews and quality checks to Validate customer’s business purpose, legitimacy and analyze any transactions that appear unusual based on customer’s profile.

Education

Masters of Business Administration - MBA

Eastern Institute of Integrated Learning and Management
01.2011

Skills

  • KYC Verification
  • Anti Money Laundering
  • Customer Due Diligence
  • Enhanced Due Diligence
  • Sanctions Investigations
  • Political Exposed Persons
  • Source of Funds & Source of Wealth Analysis
  • PEP Screening
  • HRA reviews
  • Risk Assessments
  • Identification of Beneficial and Legal Entity owners
  • Sanctions Screening

LANGUAGES

English (Fluent)
Hindi (Fluent)
Bengali (Fluent)

Accomplishments


  • Achieved outstanding rating in last 4 years consecutively.
  • Awarded as Role model in terms of behaviour matrix.
  • Being a part of Talent pool and nominated as a key performer.

Timeline

Senior Manager

HDFC Bank Ltd
03.2020 - 02.2021

Manager

HDFC Bank Ltd
02.2018 - 02.2021

Deputy Manager

HDFC Bank Ltd
03.2013 - 01.2018

ASSISTANT MANAGER

HDFC Bank Ltd
03.2011 - 02.2013

Masters of Business Administration - MBA

Eastern Institute of Integrated Learning and Management

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DIGANTO MARIO DAS