DILIP NATH
Summary
Senior Banking Operations professional with 8+ years of experience in Clearing & Settlement, Corporate Actions, TEFRA D regulatory compliance, and custody operations across global markets. Proven track record at Deutsche Bank in end-to-end corporate actions processing, SWIFT message analysis, securities reconciliation, and stakeholder coordination. Adept at exception management, audit support, and driving operational excellence in high-volume, fast-paced environments. Seeking a Senior Analyst or Associate-level opportunity with a leading financial institution.
Overview
3
3
Languages
1
1
Certification
8
8
years of professional experience
Work History
Senior Clearing & Settlement Analyst
Deutsche Bank
10.2025 - Current
- Lead end-to-end processing of mandatory and voluntary corporate actions across global markets, ensuring accurate event capture, entitlement calculation, election management, and timely settlement.
- Oversee TEFRA D restricted securities processing and regulatory compliance, reviewing corporate action announcements, election instructions, and beneficiary certifications.
- Process a wide range of corporate events including dividends, interest payments, redemptions, tender offers, mergers, stock splits, reorganizations, and class actions.
- Analyse SWIFT messages to investigate and resolve settlement breaks, blocked securities, and entitlement exceptions, minimising operational risk.
- Perform daily cash and securities reconciliations, maintaining accurate custody records and complete audit trails.
- Coordinate with custodians, counterparties, internal stakeholders, and client-facing teams to ensure seamless settlement and issue resolution.
- Conduct quality reviews and provide support during audits, regulatory inspections, and process improvement initiatives.
Clearing & Settlement Analyst
Deutsche Bank
11.2023 - 09.2025
- Processed mandatory and voluntary corporate actions across global markets with consistent accuracy and adherence to SLA timelines.
- Managed full lifecycle of dividend, interest, redemption, merger, and reorganisation events from notification through settlement.
- Performed daily cash and securities reconciliations; identified and resolved settlement discrepancies in a timely manner.
- Investigated and escalated operational exceptions; coordinated with custodians and stakeholders to achieve prompt resolution.
- Maintained high service quality standards across custody, asset servicing, and securities operations.
Clearing & Settlement Analyst (Contract)
Rangam Infotech Pvt. Ltd.
10.2022 - 11.2023
- Delivered corporate actions processing and custody operations support on behalf of a global banking client.
- Maintained high accuracy in reconciliation and settlement activities, consistently meeting daily deadlines.
- Handled mandatory and voluntary corporate action events for custody accounts across multiple markets.
- Performed daily reconciliation of cash and securities transactions with quality controls.
Senior Process Associate
Infosys BPM
07.2018 - 07.2022
- Supported reconciliation and compliance operations within a large-scale financial services BPO environment.
- Processed dividend, interest, and class action events while maintaining accuracy benchmarks.
- Conducted internal audits to ensure transaction accuracy and regulatory alignment.
- Managed borrower recoverable balances and mortgage-related invoicing.
Education
Bachelor of Arts -
Jai Narayan Vyas University
JodhpurSkills
- Clearing & Settlement
- Corporate Actions Processing
- TEFRA D Regulatory Compliance
- SWIFT Message Analysis
- Cash & Securities Reconciliation
- Exception & Break Management
- Custody & Asset Servicing
- Risk Controls & Audit Support
- Stakeholder & Client Coordination
Certification
- T-100 Mortgage Banking Certificate
- Corporate Action Certification
- Introduction to Amazon Kinesis Analytics
- Office Administration Skills
Languages
Hindi
First Language
English
Upper Intermediate
B2
German
Elementary
A2
Achievements
- Client-Centricity Excellence – Gold Trophy, 2025 | Deutsche Bank
- Contributed to the award-winning team for delivering high-volume, accurate and client-focused operational services supporting Europe and India.
- Star Performer Award | Deutsche Bank
- Successfully managed market release transactions exceeding $1B in aggregate value across European markets, delivering time-critical processing with high accuracy and adherence to operational controls and settlement requirements.
- Recognized for strong individual performance and contribution to operational delivery.
- Excellence Award | Infosys BPM
- Recognized for strong performance and contribution to operational excellence.
Timeline
Senior Clearing & Settlement Analyst
Deutsche Bank
10.2025 - Current
Clearing & Settlement Analyst
Deutsche Bank
11.2023 - 09.2025
Clearing & Settlement Analyst (Contract)
Rangam Infotech Pvt. Ltd.
10.2022 - 11.2023
Senior Process Associate
Infosys BPM
07.2018 - 07.2022
Bachelor of Arts -
Jai Narayan Vyas University