Dinesh Maniyar

• Managed end-to-end depository participant operations including daily pay-in and pay-out of securities in coordination with clearing corporations, ensuring timely and accurate settlement.
• Handled dematerialisation and rematerialisation of securities, including processing of physical share certificates, verification of documents, and coordination with RTA/issuers as per NSDL and CDSL guidelines.
• Responsible for monitoring, closing, and analysing alerts generated in NSDL and CDSL systems, ensuring regulatory compliance and timely resolution.
• Executed off-market transfers of securities, ensuring proper documentation, client authorization, and adherence to depository rules.
• Managed transmission and transfer cases involving death, succession, and legal heir documentation, ensuring accuracy and regulatory compliance.
• Performed KYC modifications and updates in NSDL and CDSL systems, including client master changes, documentation verification, and audit readiness.
• Oversaw DP compliance activities, including adherence to SEBI, NSDL, and CDSL regulations, internal controls, and periodic reporting.
• Acted as a key point of contact for operational queries, audits, and inspections, ensuring smooth functioning of DP operations.
• Ensured process accuracy, risk mitigation, and operational efficiency across all depository-related activities.

Trading Operations Executive

• Executed client trading orders in Cash and Derivatives (F&O) segments, ensuring accurate and timely order punching as per client instructions.
• Assisted clients with buy and sell transactions, maintaining high standards of accuracy and confidentiality.
• Handled Demat and Trading Account opening, including collection, verification, and processing of KYC documents in compliance with SEBI regulations.
• Performed KYC updation and modifications, ensuring records remained accurate and audit-ready.
• Supported basic compliance activities, including documentation checks, client consent, and adherence to internal and regulatory guidelines.
• Coordinated with back-office and DP teams to ensure smooth settlement and resolution of client-related operational issues.
• Maintained proper records of client transactions and documentation as per regulatory requirements.