DINESHKUMAR MODI
Principal officer - Deputy Vice President
Gandhinagar
Summary
Principal Officer with over 17 years of leadership in IFSC capital markets, bullion exchanges, and depository operations. Specialized in regulatory compliance, AML/CFT, KYC, and audits across multiple exchanges including NSE IX and India INX. Demonstrated success in establishing governance frameworks and managing regulator relationships to ensure compliance with IFSCA/SEBI regulations. Transitioning into AIF Principal Officer role to utilize extensive experience in compliance and operational oversight.
Overview
19
19
years of professional experience
1
1
Certification
Work History
Principal Officer
Anand Rathi International Ventures IFSC Pvt. Ltd.
GIFT City
06.2020 - Current
- Lead regulatory, compliance, and operational governance across NSE IX, India INX, IIBX, IIDIL, and SEZ.
- Oversee AML/CFT, KYC, investor onboarding, reporting, and inspections.
- Manage spot bullion trading (IIBX) including QJ/QS onboarding, DTA movement, clearing, and settlement compliance.
- Coordinate with IFSCA, exchanges, depositories, banks, and SEZ authorities to ensure full regulatory alignment.
- Key Achievement: Launched IIBX bullion operations and built a robust, regulator-aligned IFSC market infrastructure.
Manager - Advisory (NRI / HNI Clients)
YES Securities India Limited (YES Bank Group)
Mumbai
10.2018 - 04.2020
- Advised Ultra-HNI / NRI clients on equities, derivatives, and structured products, ensuring compliance and KYC adherence.
Senior Dealer
Anand Rathi Middle East DMCC
Dubai
06.2010 - 10.2018
- Managed global trading, hedging, and risk oversight across commodities, forex, and derivatives.
- Strengthened settlement, reconciliation, and MIS processes.
Executive Dealer
MK Commodity Brokers Ltd. | Angel Commodities Broking Pvt. Ltd.
Mumbai
01.2007 - 01.2010
- Executed trades on MCX & NCDEX, managing margins, limits, and compliance monitoring.
Education
MBA - Finance & Financial Management Services
DPU
Pune08-2025
B.Com -
Mumbai University
Mumbai01.2007
Skills
- Regulatory exchange compliance
- Investor onboarding
- SEZ regulatory compliance
- AML/CFT
- KYC
- Risk management
- Client relationship management
- Team leadership
- Business development
- Sales leadership
- Banking
- Human resources
Certification
- NISM-IFSCA-01: AML/CFT in IFSC
- NCFM Equity Derivatives
- NCFM Commodity
- NISM Currency Derivatives
- MCX Certified Commodity Professional (MCCP)
Languages
- Hindi
- Gujarati
- Marathi
- English
- Hindi
- Gujarati
- Marathi
Timeline
Principal Officer
Anand Rathi International Ventures IFSC Pvt. Ltd.
06.2020 - Current
Manager - Advisory (NRI / HNI Clients)
YES Securities India Limited (YES Bank Group)
10.2018 - 04.2020
Senior Dealer
Anand Rathi Middle East DMCC
06.2010 - 10.2018
Executive Dealer
MK Commodity Brokers Ltd. | Angel Commodities Broking Pvt. Ltd.
01.2007 - 01.2010
MBA - Finance & Financial Management Services
DPU
B.Com -
Mumbai University