Summary
Overview
Work History
Education
Skills
Websites
Accomplishments
Affiliations
Timeline
Generic

DIPAK THAKUR

Gurugram

Summary

Dynamic Governance, Risk, and Compliance professional with KPMG Assurance and Consulting Services LLP, adept at risk assessment and internal auditing. Proven track record in enhancing operational efficiency and compliance through robust Standard Operating Procedures and effective control testing. Skilled in SAP and passionate about driving process improvements.

Overview

6
6
years of professional experience

Work History

Governace, Risk And Compliance

KPMG Assurance and Consulting Services LLP
Gurugram
03.2023 - Current
  • Collaborated efficiently within team environments to ensure high-quality deliverables
  • Risk-based internal audit for processes covering scopes such as Procurement to Pay (P2P), Human Resources, Payroll, and Indirect Taxation.
  • Designing a Risk Control Matrix (RCM) based on process walkthroughs and understanding the as-is process from stakeholders.
  • Reviewing the current operations of the company, identifying areas for improvement, and developing comprehensive Standard Operating Procedures (SOPs) for the Finance and Accounts functions.
  • Performing Tests of Design (TOD) and Tests of Effectiveness (TOE) as part of Internal Financial Control Testing (IFC) for publicly listed entities in compliance with laws and regulations, and ICAI Guidance Note.
  • Successfully conducted Sarbanes-Oxley (SOX) testing to ensure compliance with regulatory requirements.

Articleship

V. Singhi & Associates
Kolkata
04.2019 - 05.2022
  • Conducted internal audits of service contracts to ensure compliance with safety standards, laws, and regulations.
  • Review of Standard Operating Procedure (SOP) and performing walkthroughs to identify the gaps between the SOP and actual execution.
  • Analyzed capacity utilization of major production machines, reporting adverse variances against standard outputs.
  • Reviewed procurement processes and general IT controls for operational efficiency.
  • Assessed inventory operations, identifying delays in material movement and validating storage control processes.
  • Evaluated internal controls over financial reporting, identifying design gaps impacting financial statements.
  • Reviewed sales orders and revenue bookings for compliance with Ind AS regulations.
  • Examined general ledger GST entries for adherence to GST laws and ensured timely monthly return filings.
  • Prepared comprehensive internal audit reports, highlighting deficiencies in internal controls and communicating findings to management.

Education

CA Final -

The Institute of Chartered Accountants of India
New Delhi
11.2022

Bachelor of Commerce (Honours) -

The Bhawanipore Gujarati Education Society College
Kolkata
06-2019

CA Intermediate -

The Institute of Chartered Accountants of India
New Delhi
11.2018

CA CPT -

The Institute of Chartered Accountants of India
New Delhi
06.2017

WBHSE -

Khalsa English High School
Kolkata
01.2016

WBSE -

Khalsa English High School
Kolkata
01.2014

Skills

  • Risk assessment
  • Standard operating procedures
  • Process improvement
  • Risk analysis and mitigation
  • Internal auditing
  • Control testing
  • SAP
  • MS Office

Accomplishments

    Appointed as a house captain of school in Class- X and Captain in Class XII.

Affiliations

Achieved a promotion to Consultant within the first year of employment

Timeline

Governace, Risk And Compliance

KPMG Assurance and Consulting Services LLP
03.2023 - Current

Articleship

V. Singhi & Associates
04.2019 - 05.2022

CA Final -

The Institute of Chartered Accountants of India

Bachelor of Commerce (Honours) -

The Bhawanipore Gujarati Education Society College

CA Intermediate -

The Institute of Chartered Accountants of India

CA CPT -

The Institute of Chartered Accountants of India

WBHSE -

Khalsa English High School

WBSE -

Khalsa English High School

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