Dipika Varshney
Bangalore
Summary
Results-oriented Senior Regulatory Analyst at Goldman Sachs, skilled in regulatory compliance and risk management. Expertly optimized operations, boosting efficiency and minimizing costs. Demonstrated proficiency in analyzing intricate data and articulating findings to stakeholders, facilitating smooth project execution and adherence to international regulations. Acknowledged for providing valuable insights and promoting teamwork.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Senior Regulatory Analyst
Goldman Sachs Services PVT LTD
Hyderabad
04.2024 - Current
- Facilitated communication between senior management and regulatory agencies on proposed regulatory changes.
- Provided compliance guidance on international regulations to ensure best practices.
- Evaluated risks of new products before market introduction to safeguard interests.
- Prepared detailed reports for regulatory bodies, including product data and testing results.
- Oversaw IT governance, focusing on risk management and regulatory compliance.
- Managed regulatory changes from new laws, clarifying complex requirements and identifying impacts.
- Simultaneously managed multiple projects with competing deadlines to meet organizational goals.
- Developed and maintained comprehensive project plans, timelines, and budgets efficiently.
Regulatory Data Analyst
Deutsche India Private Limited
Bengaluru
08.2021 - 12.2023
- Implemented and maintained regulatory compliance protocols to ensure adherence to standards.
- Collaborated with client lifecycle management and KYC teams as a regulatory advisor for compliant onboarding.
- Possessed extensive expertise in APAC/EMEA regulatory frameworks, including MIFID II and EMIR.
- Streamlined operations by internalizing outsourced projects, enhancing efficiency and achieving cost savings.
- Maintained comprehensive training tracker and updated learning management systems for effective onboarding.
- Supported two regulatory projects and eight audits with valuable data insights.
- Analyzed large datasets to uncover trends and patterns, driving informed business decisions.
- Built visualizations that simplified interpretation of complex analysis results.
Client Support Intern
ONZESTT Services India Pvt Ltd
Bengaluru
11.2019 - 02.2020
- Communicated effectively with staff, including members of operations, finance and clinical departments
- Monitored social media and online sources for industry trends.
Management Trainee
Shreesh Impex Bengaluru
Bengaluru
04.2019 - 07.2019
- Assist with payroll for about 60 employees
- Manage petty cash in amounts up to Rs20000
- Check register for cash and charge totals at the beginning and end of each shift and also deal with short term debtors and creditors.
Client Relations Representative (Intern)
Creative Abode Bengaluru
10.2018 - 01.2019
- Addressed client concerns through timely communication across telephone, email, and web chat, averaging over 15 interactions daily.
- Executed clerical tasks including filing, copying, and mail distribution efficiently.
- Maintained high responsiveness to customer inquiries, ensuring satisfaction with service provided.
Marketing Coordinator Intern
ROSE PETALS EVENTS LLP
Bengaluru
07.2018 - 09.2018
- Compiled comprehensive documentation of research findings for project managers and marketing teams.
- Collected data using diverse research methods to refine marketing strategies and enhance results.
Education
BBA - Finance
For Management Studies, Jain University
Bengaluru, KAPUC - Commerce
Deeksha Jnana Sweekar
Bengaluru, KACertificate of Higher Education - ICSE
Swargarani School Bengaluru
Bengaluru, KASkills
- Regulatory compliance and reporting
- Risk assessment and management
- Data analysis and visualization
- Project management and execution
- Audit support and procedures
- Stakeholder communication
- Investigation techniques
- Adaptability
Certification
- Google Analytics - beginner
- Investment operation certificate (CISI)
- Corporate financial statement analysis (CPE credit)
Accomplishments
- Stakeholder recognition: seamless execution of the project with above-industry-average results
- Monthly Award - for quick turnaround on a incorrect reporting affecting 350K trades everyday
Languages
Hindi
First Language
English
Proficient (C2)
C2
Kannada
Advanced (C1)
C1
Telegu
Intermediate (B1)
B1
References
References available upon request.
Timeline
Senior Regulatory Analyst
Goldman Sachs Services PVT LTD
04.2024 - Current
Regulatory Data Analyst
Deutsche India Private Limited
08.2021 - 12.2023
Client Support Intern
ONZESTT Services India Pvt Ltd
11.2019 - 02.2020
Management Trainee
Shreesh Impex Bengaluru
04.2019 - 07.2019
Client Relations Representative (Intern)
Creative Abode Bengaluru
10.2018 - 01.2019
Marketing Coordinator Intern
ROSE PETALS EVENTS LLP
07.2018 - 09.2018
BBA - Finance
For Management Studies, Jain University
PUC - Commerce
Deeksha Jnana Sweekar
Certificate of Higher Education - ICSE
Swargarani School Bengaluru
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