Sagar Khamkar

Result-driven and passionate finance professional with over 15 years of rich experience in Banking Custodial Services, Capital Market Operations, Regulatory Compliance and Foreign Portfolio Investor, AIF, PMS Client onboarding. Currently

• Born on July 27, 1987
• Marital Status: Married

• 03/14/22, YES Bank Ltd, Vice President, Custodial Services, Client Sourcing - Identify and assess clients' custody requirements, and offer tailored custodial solutions to meet their needs., Client Requirement Management - Understand client expectations and coordinate with internal teams-Product, Operations, Legal, Compliance, Banking, etc.-to ensure seamless service delivery., Regulatory Query Resolution - Address and resolve client queries in line with the latest guidelines issued by regulatory bodies such as SEBI, RBI, NSDL, and CDSL., Product Enhancement - Collaborate with the Compliance team to enhance custody products in response to new regulatory developments., Regulatory Reporting Support - Assist in timely communication and reporting to foreign clients, ensuring adherence to regulatory cut-offs and guidelines., Compliance Coordination - Work closely with the Compliance team to obtain approvals from Compliance Officers for Custody and Designated Depository Participant (DDP) regulatory reports., Market Analysis for Client Acquisition - Conduct thorough analysis of domestic and international markets to identify new client opportunities across categories such as FPI, FDI, FCCD, FVCI, AIFs, PMSs, and Trusts., Float Management - Analyze Current Account and Savings Account (CASA) balances on a weekly and monthly basis for effective float calculation., Client Relationship Management - Review existing client relationships, gather feedback, and identify areas for service improvement to enhance client satisfaction and operational efficiency.
• 04/01/20, 03/05/22, Development Bank of Singapore India Limited (DBS), Senior Officer, Custodial Services, Settlements - Equity, Debt, Buyback, OFS, CSGL GSEC deals (VRR and Normal) & VFT transfer via E-Kuber System, Corporate Actions, Foreign Remittances of all the FPI clients- Rate booking, arranging Tax certificates from TCs, Regulatory Reporting for all FPI clients - RBI, SEBI & Depositories, Payment of Tax as per Client instructions (Challan 280 & 281)., UAT testing of all the applied patches from TCS in the system (BANCs) before going live in production
• 06/01/18, 04/21/20, ICICI BANK, Deputy Manager II, SECURITIES MARKET SERVICES - Custodial Services, Leading Settlement team, Coordination with various stakeholders' brokers, STP owners, AMCs, Exchanges, regulators, Regulatory reporting to SEBI, RBI and Depositories FPI deals, Tracking of all circulars - SEBI circulars for FPI investments, categories of FPI, NSDL & CDSL circulars
• 05/18/15, 06/11/18, HDFC BANK, Assistant Manager, Custodial Services, Primary & Secondary market debt Settlement, Charge Creation Reporting - Receiving confirmation regarding Secured Charges registered with the ROC from trustee or company, Master Creation, Vaulting activities.
• 08/01/13, 05/01/15, Lionbridge India PVT LTD, Production Co-coordinator (On Tridat payroll), Understanding project scope and requirements, Planning, Scheduling, Resource Management and Risk Management., Project execution, monitoring and controlling., Responsible for the remediation of various issues faced during project life cycle., Managing a team of Technical Writers, Editors, Integrators, Graphic Designers and keeping track of their day-to-day activities.
• 06/01/11, 09/30/12, Axis Bank Ltd (Wipro InfoTech Ltd.), L1, Finacle Treasury & Finacle Core, Perform root-cause analysis and co-ordinate with vendor for infrastructure related problems of core application, Perform period end activities like BOD, EOD, Month, Quarter, Half-year and year end etc., Co-ordination vendor (Infosys, FTIL, Mysis and other) & Testing for various Customizations, Product, Performing necessary updates through SQL for Finacle Treasury, Fin-Lite, Finacle Core 7 and 10 applications., Monitor Flow of Deals in various Finacle Treasury (FT) applications like MISYS-SUMMIT, PRIMARY DEAL (PD), BARX, CSGL & other International Finacle Treasury Applications
• 05/01/10, 05/01/11, ICICI SECURITIES LTD, Executive - Equity and Derivatives Operations, Client Onboarding KYC checking, Controlling Team in Recovery Process, Brokerage schemes set up in Equity & Derivatives for online and offline clients., Trade settlement, Corporate Action process

• NISM 6 - Depository Participant Module
• NISM 7 - Certification on Securities Operations and Risk Management