Divya Dudia

❖Limit setting across all the trading platforms (online and offline) ensuring right exposures and leverage is given to the customer according to company guidelines.

❖ Handling entire centralized Equity & financial operations. – Monitoring Market Risk (Liquidating position of Clients falling short of their margin requirements (as per company policy) and liquidate position of clients having Debit Balance (as per Debtor policy – SEBI guidelines).

❖ Handling real time risk management of capital market and derivative position.

❖ Instrumentally providing collateral limit to clients depends on risk criteria.

❖ Daily follow-up for margin shortfall to avoid penalty levied by exchange.

❖ Providing approval for offline trades and payout after verifying all risk parameters.

❖ Reconciliation of MTF Ledger, Positions & Exposure Limit

❖ Responsible to manage MTF positions as per Exchange’s monthly MTF Script movement (category change)

❖ Taking care & solving doubts / queries reacted Margin Trading Funding raised by Branches.

❖ Checking daily Settlement & Request payout in BOD

❖ Resolving and Analysis rejection of Trades.

❖ Allocating clients funds to exchange on live basis this include ledger, Early Payin (EPI), unclear funds, stock which are repledged but benefit not getting from CC (clearing corporation) due to limit restriction, free pledge stocks which are not repledged and difference of CC (clearing corporation) haircut and exchange VAR (Value at Risk).

❖ Providing approval for Scalping strategy which is set as per client requirement and risk appetite.

❖ To analyze the current scenario of a system and highlight issues like order placement which requires immediate response and track that critical problem like margin blocking and monitor it and managing the escalations.

❖ The major role was interacting with Business partners, Branches and Customers and helping to solve their operational queries.

❖ BOD testing for DP updation process, Shortage of share and order placement for new listing of IPO’s.

❖ Providing data of stocks Holdings, Transactions details and Live market price to the customers.

❖ Handled social media and Investors Grievances and Compliance and Trade dispute cases.

❖ Handled NRI customers queries on emails and calls related to Trade & operation.

❖ Assistance provided to teams for resolving queries on calls, mails, and chat.