Summary
Overview
Work History
Education
Skills
Websites
Accomplishments
Technical Skills
Languages
Work Availability
Quote
Timeline
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Divya Singhal

Divya Singhal

Mumbai,MH

Summary

Results-focused management professional offering twelve years of progressive leadership experience. Transforms high-potential staff into outstanding leaders who demonstrate the creativity and savvy that is critical to financial and operational success. Collaborative leader with dedication to partnering with coworkers to promote an engaged, empowering work culture. Documented strengths in building and maintaining relationships with a diverse range of stakeholders in dynamic, fast-paced settings.

Dissemination of Regulatory & internal guidelines. Co-ordinate with stakeholders and implementing robust, KYC, AML, suspicious transaction monitoring processes

Overview

13
13
years of professional experience

Work History

Assistant Manager

BNP Paribas ISPL
Mumbai
11.2022 - Current
  • Review/Audit PEP and Sanctions alerts for potential risk and follow required reporting based on BSA/AML requirements
  • Conduct research and QA checks on PEP risk assessments with manage EDD process review
  • Remediation and EDD review for all exited and existing relations while monitoring accounts reported for STR filings, coordinating account closures and case closures while maintain compliance with OFAC and reporting to FinCen
  • Manage/Update/Investigating reporting for STRs
  • Provide recommendations and coaching to AML Analyst and managers regarding invalid KYC details when completing forms
  • Trained and updated training reports for Financial Crimes processes to adhere to required training deadlines
  • Maintain high level of risk and compliance awareness for effectively running the team
  • Provide guidance in investigation of cases to combat money laundering, due diligence with respect to screening, adverse information, etc. of CIB clients

Senior Financial Analyst

Xoriant Solutions Pvt Ltd
Gurugram
01.2021 - 10.2022
  • Managed global documentation for corporations and on various accounts while mitigating risk using KYC, Sanctions, OFAC, and EDD processes. PEP escalations were initiated based on suspicious activities and reports on activity. Daily investigations required managing original specimen documents and archived data to establish new portfolios for existing clients.
  • Managed/Audit reporting and updating for onboarding accounts
  • Worked on Reference data end-to-end entity enrichment attributes along with the ownership structures, corporate actions events, etc.
  • Led the team by example and ensures that the team is guided to achieve the stakeholder expectation
  • Provided coaching and support to transfer technical & business knowledge
  • Worked cross-functionally between various departments to help measure, analyze and enhance CSAT and customer centricity & customer service management effectiveness

SeniorAnalyst

Travelex India Pvt Ltd
Mumbai
09.2017 - 03.2020
  • Maintained a high level of compliance awareness and knowledge to effectively support the C&R operations and other areas of responsibility of the EMEA region
  • Conducted quality reviews for different activities of subordinates with analytical and logical skills
  • Knowledge of preparation of reports based on the forex transactions and reporting to the FIU by filing STRs/SARs based on the suspicious activities of the customers as a second line of defense
  • Created accurate and timely reporting of significant and emerging risks from the business unit view
  • Being a pilot project, initiated the training for the process to streamline the procedures for the activities done leading to a successful and stable transition of the project
  • Prepared SOPs for new processes and applied followed by the Change Management for the new updates which also includes standardization and excellence initiatives at the organization level along with the training given to the new joiners
  • Ascertained timely delivery of the internal/external deliverables along with daily, weekly, and monthly dashboards/MIS and reporting to senior management
  • Identified and escalated all relevant issues as well as cascading down all relevant information
  • Coordinated with the stakeholders, participating in quality control processes, organized and efficiently capable of handling responsibility assigned quickly and accurately along with fulfilling the training needs for the existing team members as well as new joiners

Senior Executive

Wipro Ltd
Delhi, Mumbai
12.2010 - 08.2017
  • Worked as a part of a pilot batch of financial services worked into research profile and helped in making the process stable being into the BFSI domain
  • Started off as a trainer within 2 months of joining and successfully helped the management in the smooth transition of the project
  • Led the training of multiple pilot projects in Bloomberg and successfully catered to the clients' requirements of the ongoing implementation of training requirements along with a monthly process-based questionnaire to be filled by the team members which improved the efficiency of the process and follow zero defect approach
  • Bagged various awards for outstanding work and extra initiatives for the process improvements
  • Played a key role in the continuous improvement projects and time reduction methods using lean tools for streamlining the tasks
  • Led preparation of month-end financial reports, ad-hoc reports, variance analysis, and management reporting as an individual contributor timely and accurately
  • Worked on the analytical reports of the data and reported to the client which helped them in making investment decisions and portfolio management

Education

MBA - Finance

SRM University
Ghaziabad
09.2010

Skills

Training

  • Project Management
  • Production Management
  • Organizational Skills,
  • Auditing Review
  • Quality Assurance
  • Attention to Detail
  • Leadership Aptitude
  • Strong Verbal, Written & Communication
  • Suspicious Transaction Reporting
  • Due diligence
  • Team Leadership

Accomplishments

  • Bagged the award for the best team within the first quarter itself and part of the GDPR project in Travelex
  • Bagged the best performer award in Travelex
  • Bagged various awards for outstanding work and extra initiatives for the process improvements in Wipro
  • Received “Performer of the Year” award thrice in Wipro

Technical Skills

AML, STR, Documentation Review, Auditing, Competitive Intelligence, Customer Accounts, Communicator, Trainer, Thinker, Due diligence, Risk & Compliance

Languages

English
Bilingual or Proficient (C2)
Spanish
Elementary (A2)
Dutch
Beginner (A1)

Work Availability

monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Quote

The price of anything is the amount of life you exchange for it.
Henry David Thoreau

Timeline

Assistant Manager

BNP Paribas ISPL
11.2022 - Current

Senior Financial Analyst

Xoriant Solutions Pvt Ltd
01.2021 - 10.2022

SeniorAnalyst

Travelex India Pvt Ltd
09.2017 - 03.2020

Senior Executive

Wipro Ltd
12.2010 - 08.2017

MBA - Finance

SRM University

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Divya Singhal