Etika Anchal
Senior Analyst
Bangalore
Summary
Accomplished, results-driven professional with over 8 years of expertise in financial crime compliance and wealth management operations within global banking environments. Skilled in managing the entire client lifecycle, with a focus on balancing rigorous regulatory compliance (AML/KYC) and providing a seamless, high-touch onboarding experience for High-Net-Worth (HNW) and institutional clients. Proven track record of navigating complex due diligence requirements while facilitating sophisticated investment executions in private banking sectors. Recognized for delivering strategic insights and fostering strong client relationships that drive business growth and ensure compliance excellence.
Overview
9
9
years of professional experience
Work History
Senior Analyst – Wealth & KYC/ AML
Deutsche Bank
Bengaluru
2020.01 - Current
- Facilitated end-to-end client lifecycle processes, ensuring a frictionless transition from onboarding to active investment management for high-risk and corporate entities.
- Managed approx. 50 complex investment portfolios, overseeing the execution of Mutual Fund transactions including Purchases, Redemptions, Switches, SIPs, and STPs.
- Optimized Demat operations and account maintenance workflows to enhance operational efficiency and client satisfaction.
- Governed comprehensive MIS reporting for Mutual Funds, Forex, and KYC, providing stakeholders with critical data on daily and monthly transaction volumes.
- Executed in-depth CDD/EDD reviews and PEP/Sanctions screening to safeguard the bank's 'defensive' posture while supporting 'growth' through efficient onboarding.
- Collaborated with cross-functional teams and internal auditors to resolve documentation deficiencies and refine banking processes related to AML/KYC.
- Build strong customer relationships, resolve escalated inquiries, and ensure high-quality service standards. Strengthened relationships with key client, securing long-term partnerships and driving revenue growth.
- Mentored junior analysts, fostering professional development while enhancing overall team performance.
- Collaborated with cross-functional teams to identify areas of improvement, leading to increased operational effectiveness.
Client Service Analyst
Kotak Mahindra Bank, Bangalore
Bengaluru
2017.01 - 2020.01
- Served as the primary point of contact for new wealth management clients, providing dedicated advisory support and relationship management during the critical onboarding phase.
- Directed the customer KYC process, ensuring all regulatory benchmarks were met while maintaining a premium client experience.
- Advised clients on account structuring and documentation requirements, bridging the gap between compliance standards and client needs.
Education
Master of Business Administration - Finance & Marketing
Jain University
Bangalore01.2017
Bachelor of Commerce -
Bihar University
Muzaffarpur01.2014
Skills
Financial portfolio management
Full-cycle client onboarding
Collaborative stakeholder management
Investment specialist in insurance
Portfolio management
Investment management operations
Mutual fund analysis
Demat Ops & Maintenance
Forex Transaction Monitoring
Investment MIS Reporting
Compliance & AML
KYC & Due Diligence (CDD/ EDD)
PEP & Sanctions Screening
Adverse Media & News Analysis
Transactions Monitoring
Timeline
Senior Analyst – Wealth & KYC/ AML
Deutsche Bank
2020.01 - Current
Client Service Analyst
Kotak Mahindra Bank, Bangalore
2017.01 - 2020.01
Master of Business Administration - Finance & Marketing
Jain University
Bachelor of Commerce -
Bihar University