FAGUN SONI

• Review trade activities in Actimize for instances that may present regulatory violations, fraudulent activity, or transactions which may present risk to the firm.
• Review suspicious activity based on post trade system generated alerts from surveillance and reporting systems such as Actimize, Order History System and STAR application.

• Prepare dashboard for analysis regarding the pattern, movement & volume generated in alerts.

• Investigate alerts to keep TAT in line to ensure significant issues are promptly escalated for further investigation.

• Working on various models such as Marking the close (MTC), Momentum Ignition (MOIG),

Wash, Spoofing, Front running, Layering including various FX models.

• Using wide array of tools like Actimize, SMARTS, DataWareHouse, STAR to conduct comprehensive analysis.

• Involved in multiple reporting such as SOD, EOD, Weekly report, Escalation Reports, and other ad hoc activities like allocation, process improvement calls with IT, level 2 analysts.

• Worked on Bloomberg as a tool for deriving accurate data which assists to take necessary actions with high accuracy.

• Provide on-the-job training to new joiners and thereby creating a valuable resource for the organization.
• Analyse monitoring processes and recommend enhancements to reports to display trends, patterns and areas of risk.
• Identifying breaches done in the system and escalating the same to the onshore team for further verifications.

• Researched on consumer sector and preparing Financial Models. Performed fundamental and technical analysis of stocks.
• Assisted in preparing detail research reports. Created and maintained databases from various sources.

• Managed HNI clients and aided investment process in various asset classes such as PMS, Mutual Funds, Equity and Commodities.
• Boosted sales by 35% and exceeded sales target by employing consultative sales tactics and superior customer care

• Reactivated 250+ clients and encouraged them with investments in Equities and Mutual Funds, there by achieving KRAs.