Fairozkhan Nagrolli

• Manage Corporate Actions: Oversee and manage all corporate action events such as mergers, acquisitions, dividends, stock splits, and rights issues.
• Research and Analysis: Conduct thorough research and analysis on corporate actions to determine their impact on investments and make informed decisions.
• Communication: Coordinate with internal teams, clients, and external parties to ensure timely and accurate dissemination of corporate action information.
• Risk Management: Identify potential risks associated with corporate actions and implement strategies to mitigate these risks.
• Documentation and Reporting: Maintain detailed records of corporate actions and prepare comprehensive reports for management and clients.
• Compliance: Ensure compliance with regulatory requirements and internal policies related to corporate actions.
• Training and Development: Provide training and support to team members on corporate actions processes and best practices.
• Continuous Improvement: Drive process improvements and efficiencies in corporate actions processing through automation and technology initiatives.
• Client Service: Act as a point of contact for client inquiries related to corporate actions and provide excellent customer service.
• Ad-hoc Projects: Participate in special projects and initiatives as assigned by management to support the overall objectives of the organization.
• Secession plan: create the backup for every individual staff member to run operation smoothly.
• One on one discussion : coordinate with employee every month of end to discuss the performance basis on the Parameter as per company policies.
• Make sure the all corporate action event break should be resolved with satisfactory within the SLA
• Maintained accurate records of employee attendance and task completion times.
• Resolved escalated Client complaints or queries promptly and efficiently.
• Identified opportunities for process improvements, implementing changes when required.

➢ Working under Payroll of Randstad service Deported to JP Morgan chase Bank

Verify and reconcile interest payments, dividends, and other income sources against internal records and external sources (Fund accountant VS custodian statements).

Perform daily reconciliation of income transactions between FA records and custodian statements.

Investigate and resolve discrepancies promptly, collaborating with FAs, operations, and custodians as needed.

➢ Performing Monthly review of non-Reportable breaks as per the backup provided.

➢ Performing Admin tasks on daily basis to maintain the quality, accuracy, and timely delivery of the Sign-off as per SLA.

➢ Working on Mutual and Pension Fund Reconciliation.

➢ Performing daily and monthly Reconciliation between Fund Accounting and Custody.

➢ Handling Income investigation and processing for the breaks under Income Source Code.

➢ Working on follow-ups/escalations for high-value and aged breaks.

➢ Performing Daily checks and follow-ups for Mutual Fund Clients and Monthly checks for Pension Funds for outstanding Income breaks with Income Capture Team, Custody, and TPC to ensure necessary actions have been taken prior to NAV.

➢ Taking care of Income breaks investigation and postings as per FM Statement for monthly

Clients.

➢ Coordinating with Custody and Third Party Custodians to get more details and resolution for Custody related issues.

➢ Preparing KRI and KPI Report for Management Reporting to update them about the progress

Of the Team and break resolution.

Providing resolution for escalations and queries raised by Functional Teams, Clients, and Auditors.

Attending daily production call with Functional Team, to discuss on outstanding break to ensure proper resolution in a timely manner.

System Used: iRecs, COSMIC, WINS, TITAN, DTCC and Bloomberg.

➢ Monitor and verify all subscriptions, redemptions and reconcile the operating expenses.

➢ Account for interest, dividends and for future contracts.

➢ Verifying all trades with their impacts to the NAV, percentage change and tolerance levels.

➢ Ensure that all alert situations are satisfactorily resolved & also make sure

That all trials are balanced.

➢ Review the computed NAV and ensure all significant impacts are justified.

➢ Assist team members in processing critical transactions and resolving critical discrepancies.

➢ Cap stock processing and reconciliation of accounting share with TA shares

➢ Ratio set up on multiclass funds

➢ Expense processing and reconciliation of Accounting expense with manual calculations (offline spreadsheets). Update expense accrual/budget changes on accounting system and offline.

➢ Distribution posting and reconciliation of accounting distribution with

Client memo

➢ Check Dividend rates and interest (long term and short term) accrual postings with Client memo.

➢ Review the mandatory and voluntary corporate action Event

➢ Monitor and analyze corporate actions such as dividends, stock splits, mergers, acquisitions, tender offers, and rights issues.

➢ Ensure that all corporate action breaks are satisfactorily resolved

➢ Trade Verification Verify the accuracy and completeness of trade details, including trade execution, pricing, quantity, and counterparty information. This involves comparing trade data from multiple sources, such as trade tickets, trade confirmations,

➢ Setuping Expense budget As per client Instruction, Like Admin expense, waiver Advisory Miscellaneous expense.

➢ Applying Quoted Pricing to Securities as well review the Mark to Market

➢ End of the Calculation of NAV and releasing NAV to NASDADQ.