Experienced Risk & Compliance Assistant with a strong background in risk management and regulatory compliance. Holds an MBA and a Master's in Commerce. Proven in conducting risk assessments and managing compliance requests. Skilled in Microsoft Excel and risk management. Eager to contribute to BCG's compliance team by leveraging analytical and organizational skills.
● Conducted Conflicts of Interest (COI) evaluations, ensuring compliance with ethical standards & regulatory requirements, enhancing organizational integrity.
● Managed compliance requests and alerts, efficiently reviewing, triaging, and escalating as necessary, maintaining high standards of accuracy and timeliness, & adhering to service level agreements (SLAs) including personal financial independence (PFI).
● Reviewed scope of work under Section 144, 141, etc. of Companies Act, 2013, ensuring policy & regulatory compliance under NFRA, IESBA, PCAOB, RBI & Companies Act Regulations, reducing compliance risks.
Sketching, Swimming, Teaching Needy & Unprivileged Kids - Worked with NEDAR (Govt. Foundation) & Parwaz-e-Shaheen.