Summary
Overview
Work History
Education
Skills
Certification
Projects
Accomplishments
Extracurricular Activities
Languages
Websites
References
Timeline
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Falguni Rawat

Falguni Rawat

Mumbai

Summary

Dynamic finance professional with experience at Aditya Birla Capital and State Street Corporate Services. Proven expertise in derivatives and trade life cycle management, complemented by strong interpersonal skills. Successfully executed trades and reconciled records, enhancing operational efficiency and ensuring compliance in fast-paced environments.

Overview

3
3
years of professional experience
1
1
Certification

Work History

Level 1 Associate

State Street Corporate Services
Mumbai
09.2024 - Current

I was part of the BAU (Business As Usual) team in the Settlement and Reconciliation department. My main responsibilities included:

  • Monitoring trades to check if they were settled or not, especially Delivery vs Payment (DvP) and Free of Payment (FoP) trades. If trades were unsettled, I would follow up on them.
  • Reconciliation of trades to ensure records matched.
  • Creating logs for unsettled trades, exporting and formatting data, preparing reports, identifying reasons for trade rejections, and updating the records accordingly.

Management Trainee

Finnovate Financial Services (2023 June – 2023 October)
Mumbai
06.2023 - 10.2025

Roles and Responsibilities:

  • Trade Execution,
  • Account Activation

Finance Intern

Aditya Birla Capital
06.2022 - 07.2022
  • Execution of Intra-day Trading using various indicators and pattern.

Education

Certified Investment Banking Operations Professional

Imarticus Learning
Mumbai, India
07-2024

MBA - Finance

ATHARVA SCHOOL OF BUSINESS
Mumbai, India
05-2023

Bachelors - Banking and Insurance

THAKUR COLLEGE OF SCIENCE AND COMMERCE, MU University
Mumbai, India
05-2021

Higher School Certificate -

THAKUR COLLEGE OF SCIENCE AND COMMERCE, MU University
Mumbai, India
04-2019

Secondary School Certificate -

THAKUR VIDYA MANDIR HIGH SCHOOL AND JUNIOR COLLEGE
Mumbai, India
03-2016

Skills

  • Derivatives
  • Trade Life Cycle
  • Financial market
  • Collaborative
  • Good Interpersonal Skills
  • Time Management

Certification

  • Certification in NISM 5A – Mutual Fund (validity 2025-10-03)
  • Certification in NISM 8 – Equity Derivatives (validity 2026-07-06)
  • Certification in Cambridge British English
  • Certification in Investment Banking Operations

Projects

A study on Capital Market as an Investment Avenue, A study of Fundamental Analysis on Pharmaceutical Sector

Accomplishments

  • Secured 3rd position in inter collegiate event - AD-MAD Fest (2019)
  • Achieved A2 grade in Cambridge British English

Extracurricular Activities

  • Core Committee Member of the CSR Club 'SPARSH' and have contributed to various social causes.
  • Coordinated, volunteered, and hosted various events in college.
  • Volunteered as a writer for an HSC Board individual with a learning disability.

Languages

English (R/W/S), Hindi (R/W/S)

References

Praveen, Shukla, Designation – Training & Development, praveenshukla17386.ba@gmail.com, +91 9619286639, Imarticus Learning

Timeline

Level 1 Associate

State Street Corporate Services
09.2024 - Current

Management Trainee

Finnovate Financial Services (2023 June – 2023 October)
06.2023 - 10.2025

Finance Intern

Aditya Birla Capital
06.2022 - 07.2022

Certified Investment Banking Operations Professional

Imarticus Learning

MBA - Finance

ATHARVA SCHOOL OF BUSINESS

Bachelors - Banking and Insurance

THAKUR COLLEGE OF SCIENCE AND COMMERCE, MU University

Higher School Certificate -

THAKUR COLLEGE OF SCIENCE AND COMMERCE, MU University

Secondary School Certificate -

THAKUR VIDYA MANDIR HIGH SCHOOL AND JUNIOR COLLEGE

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