GAGAN S
Investment banking analyst
Bangalore
Summary
To work with a reputed Organization which provides challenging Environment & encourage Continuous Learning and Creativity That Stimulate Both personal as well as Professional growth, and to benefit both the organization as well as my career
A result oriented professional with proactive attitude, capable of thinking outside the box, generating new ideas and feasible solutions. Extensive knowledge on Trade Settlements, spearheading Tri-Party Settlements to pledge collateral & allocating the same to the deals correctly. Capable of managing and motivating a team with effective interpersonal skills towards achieving the desired business objective.
Overview
3
3
years of professional experience
11
11
years of post-secondary education
5
5
Languages
Work History
Process analyst
Broadridge Financial Solutions
11.2022 - Current
- I am directly responsible for handling all escalations and client queries via email & call’s raised with the team
- Responsible for Pre-matching and fails management for Equity, Fixed income, Repo and Rev-Repo trades in Global Market on daily basis.
- Responsible for the settlement of Security transactions processing & associated products booked in Bony, on a timely and cost-effective basis by ensuring all trades are instructed, matched & settled on a timely basis.
- Liaise with Custodians, Brokers / Trade Support and front office teams to avoid, market penalties in all markets.
- Ensure all market penalties, buy-in notifications are acted upon in timely manner, passing notification on to relevant counterparts, escalating to business line, trading desks and direct manager.
- Responsible for 100% pre-matching and narrating same in system.
- Responsible for Netting and Pairing off trades as per clients’ bookings.
- Responsible to process Cash Settlements within stipulated currency cut off time.
- Prioritize trades as per market and Value to avoid any TMPG Charges.
- Responsible for collating fails reports to management, business lines and trading desks on basis.
- Monitoring of failing trades and following up trade processing, confirmations & minimizing fails by means of partial deliveries where possible.
- By becoming more risk aware and by following procedures or Compliance rules that are in place to mitigate operational or reputational risk,If necessary, using escalation process when operational risk is detected.
- Communicate with multiple departments Trading, Middle Office, Operations,Payments, for Investigations to resolve any issues that arise and discrepancies on time sensitive basis.
- Worked in applications like BNY MELLON BDC, NEXEN, Impact, GFW, BPS, GLOSS, DTCC
Title Specialist – NPS
First American (India) Pvt Ltd
03.2021 - 11.2022
- Preparing Title Reports by searching the Land Records and Court Records of Residential Commercial
- Condominium and Cooperative properties especially for California (Roseville county) and Alaska properties
- Conducting In depth analysis of high volumes of mortgages, liens judgments and easement documents to determine ownership, legal restrictions
- Or other legal ties that could affect ownership of properties
- Performing detailed research to draft detailed property portfolios regarding subject properties the research includes identifying any chain of title issues, current statuses, defects in title, and division of mineral ownership and royalty interests
- Completing client's requests within demanding deadlines to fulfill requirements of searches and communicated and collaborated with onshore clients to resolve issues
- Responsible for managing daily lag for production and assigned work to my department.
Education
MBA - Finance
09.2018 - 10.2020
BBA -
08.2014 - 12.2017
II PUC -
06.2011 - 03.2014
SSLC -
01.2008 - 04.2011
Skills
Excellent Analytical Skills and problem solving, Self-Motivation and possess an enquiring mind
undefinedPersonal Information
- Father's Name: Shivashankar R
- Date of Birth: 12/25/1995
- Nationality: Indian
Proficiency Strength Areas
- Organization & Management skills
- Productivity and Process Improvement
- Customer focus
- Ability to build relationships & contribute in a team
Areas Of Interest
Banking
Disclaimer
I hereby declare that the abovementioned details are correct and true to the best of my knowledge and belief.
Timeline
Process analyst - Broadridge Financial Solutions
11.2022 - Current
Title Specialist – NPS - First American (India) Pvt Ltd
03.2021 - 11.2022
Administrative Management College - MBA, Finance
09.2018 - 10.2020
The Oxford College of Business Management - BBA,
08.2014 - 12.2017
Krupanidhi Pre-university College - II PUC,
06.2011 - 03.2014
Sri Kalabiravashwara High School Kanakapura - SSLC,
01.2008 - 04.2011
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