Summary
Overview
Work History
Education
Skills
Websites
Accomplishments
Projects
Timeline
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Ganapathi Subramanya R

Technical Co-ordinator @ Norther Trust, Bangalore.
Bangalore

Summary

Subject matter expert equipped with the tools and knowledge needed to advance into senior-level roles within innovative, growth-driven companies with 5 yrs of experience in Investment banking sector(Securities lending/Stock loan department/Securities Finance/ Settlements and collateral management).

Overview

5
5
years of professional experience

Work History

Technical Co-Ordinator(SME)

Northern Trust
10.2023 - Current
  • As an SME, I’m handling 2 teams responsibilities (Current and previous team)
  • Collateral management for securities lent out and billing the borrower as per the securities lent out to borrowers
  • Billing the borrower based on fee/rebates and covering the collateral for all the books in EMEA market before the market cut off time
  • Majorly working with Euroclear / DTCC / Crest / FED / Equilend markets to settle the collateral based mkt cut off timings
  • Settling the collateral based on FOP-Free of payment / DVP- Delivery Vs payment / DBV- Delivery by value, methods as per the borrower requirements
  • Maintaining overall process books on daily basis and verifying if all the books are collateralized as per the % with margin
  • Working with team to verify on all the activities for the day and reviewing the checklist before EOD
  • Working with the team to understand and crate more robust process in place providing ideas based on experience.

Senior Analyst

Northern Trust
08.2022 - 09.2023
  • 3.8 years experience in Securities Finance department, handling MI and Billing (Monthly trade settlements) desk with conceptual knowledge
  • Expertise in handling nearly 100 borrowers with MI reporting’s
  • Expertise in analyzing the trades comparing with borrower statements
  • Working in detail on managing receivables/payables with the borrowers as a global borrower billing process (Includes US/UK/APAC borrowers)
  • Performance of reconciliations of the statements involving securities transactions with QTY/Rates/Price/Dates details
  • Equilend and Prium platform reconciliation
  • Monitoring trades on monthly basis and raising / resolution of stock/settlement breaks
  • Settlements of trades in live market platform like DTC and wire payments
  • Performance and approving MI / Billing desk activities on daily/monthly basis for higher management requirements
  • Handled challenging reconciliation of the bills which involves MO’s/Trader’s and borrower call for agreement of the bill
  • Understanding the root cause of the stock/settlement breaks and getting clarity from concerned teams as to why lender or borrower is correct on QTY/dates/rates est
  • Worked in detail on Procedure documents for processes
  • Worked in resolving various exceptions/aged exception issues, which involves Cash Vs Suspense / DTC Vs Suspense / Client impact analysis etc
  • Closely worked with Manila and other overseas partners to transfer the knowledge and process, and providing resolutions are process related issue
  • Responsible for approving and actioning audit confirmation requires received from our auditors
  • Maintain/tracking exceptions based on CASS and internal regulations standards
  • Managing trackers/courses/KPI calls/ and management report on regular basis
  • Attended borrower setup meetings which gave me a holistic knowledge on trade life cycle on sec finance department
  • Imparted trainings and knowledge sharing sessions on the desk for new Jonnies/team
  • Active member in social community and participated in company driven NGO activities.

Analyst

Northern Trust
07.2019 - 07.2022
  • Calculations and settlements of fee for securities lent out to the borrowers on behalf of clients, performance of reconciliation (Lenders Vs Borrowers) with statements on trades which includes positions, dates, rates and prices details
  • Monitoring trades on monthly basis, keeping records of transactions and financial statements
  • Handling settlements on live market platforms like DTC (For settlement), Equilend and prium (For reconciliation)
  • Tracker/Daily record maintenance on excel and other applications, and maintenance of ledgers and cash accounts exceptions
  • Performance of MIS Reporting on a daily basis for higher level management.

Education

B.COM - Commerce

Surana College
Bangalore, Karnataka

Skills

Mark to Market

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Accomplishments

  • Superstar/Expertise award
  • Breaks/Reconciliations on desk increased nearly by 50% in volume for Q4 in 2022, took ownership of all the bills in absence for partners in the desk and ensure the bills are settled on time.


  • Service award
  • Chasing borrowers/Internal teams to ensure all the bills are closed as early as possible, additional support on MI desk has helped team to adopt a collaborate approach. Flexible in extending the support whenever required. Worked with various department teams to minimize the gap on clearing the breaks, thereby adding value to the process. And volunteering in company driven NGO.


  • Integrity award
  • Go through person to manage the desk and approachable for any client quires and audit request. Supported in crunch situations with accountability and dedication. Also cross trained partners to create backups.


  • Accountability award
  • Always willing to extend support on required desk as per the requirement and helped the team to sail in rough phase.

Projects

* Equilend project, taken initiative to work on Equilend project, maximum borrowers were being manually reconciled by partners. I worked with borrowers and Equilend platform team to get borrowers on automated platform which eases the trade reconciliation process. 


* Statements issue resolution, team was facing a statements issue with borrower which was causing delay in settlement of bills, I picked this up as an opportunity and worked with borrower and our internal team to sort the issue. Finally the turnaround time for the settlement of the bill was reduced.

Timeline

Technical Co-Ordinator(SME)

Northern Trust
10.2023 - Current

Senior Analyst

Northern Trust
08.2022 - 09.2023

Analyst

Northern Trust
07.2019 - 07.2022

B.COM - Commerce

Surana College
Ganapathi Subramanya RTechnical Co-ordinator @ Norther Trust, Bangalore.