Summary
Overview
Work History
Education
Skills
Accomplishments
Extracurricular Activities
Timeline
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Garima Bhasin

Gurugram

Summary

Dynamic professional with over seven years of experience, excelling in risk assessment and regulatory compliance. Proven track record in process improvement, leading teams to enhance operational efficiency. Committed to driving results and mentoring junior talent for sustained success.

Overview

7
7
years of professional experience

Work History

Assistant Manager

KPMG Assurance and Consulting LLP
Gurugram
04.2023 - Current
  • Manage and analyze potential independence conflicts, ensuring end-to-end guidance and compliance in line with firm policies and procedures.
  • Review and conduct regular audits to assess and ensure compliance with SEC, PCAOB, and local regulatory requirements.
  • Collaborate with internal and global stakeholders to identify, assess, and mitigate risks, supporting effective risk management across the organization.
  • Managed end-to-end implementation of compliance policies in KICS, ensuring seamless integration of investment updates through the KICS Import program.
  • Develop and maintain SOPs for business processes, implementing automation solutions to enhance operational efficiency, and reduce manual effort.
  • Guide, support, and mentor junior team members in all process-related activities, including goal setting, performance reviews, and professional growth.

Senior Analyst – Risk & Compliance

Deloitte Consulting Pvt Ltd
Hyderabad
08.2022 - 03.2023
  • Ensured compliance with personal independence standards aligned with corporate policies.
  • Managed diverse user investement portfolios, ensuring adherence to firm and industry regulations.
  • Collaborated with staff, managers, partners, and onshore teams to uphold specific policies and external regulations.
  • Conducted training sessions on independence concepts and provided feedback to junior team members.
  • Proactively identified and escalated compliance issues through established leadership channels.
  • Coordinated with Risk & Regulatory Affairs group to support professionals across member firms.

Business Analyst – Financial Institution

BMTG’s Services India
Remote
12.2020 - 08.2021
  • Evaluated client backgrounds and financial statuses to assess credibility for U.S. home loans.
  • Communicated with stakeholders to complete due diligence for risk policy development.
  • Identified fraudulent transactions through data analysis and external website checks.
  • Highlighted discrepancies in negative client profiles to minimize potential risks.

Credit Sales Manager

Tata Motors Finance limited
Delhi
05.2018 - 02.2020
  • Cultivated relationships with stakeholders to facilitate loan provision and assess customer risk.
  • Conducted data analysis to identify evolving market needs and address loan requirement gaps.
  • Led a team of 10 members, enhancing productivity through effective supervision and training.
  • Increased monthly targets from 2 crore to 5 crore while reducing turnaround time from 7 days to 3 days.

Education

Post Graduate Diploma in Management (P.G.D.M.) - Marketing and Finance

Jaipuria Institute of Management (JIM)
Noida
04.2018

Bachelor of Business administration (BBA) - Management

Banasthali University
Jaipur
05.2016

Skills

  • Risk assessment and regulatory compliance
  • Project management and process improvement
  • Team leadership and problem solving
  • Data analysis and Microsoft Office proficiency
  • Microsoft Excel

Accomplishments

  • KPMG rising star award - April 2024
  • Deloitte Spot Award - Jan'23
  • Ace Performer award - Jan'22
  • Received the Beta Wolf Pack Award at the regional level consecutively for four quarters for achieving more than 100% of the given KPA targets at Tata Motors Finance (Jan '19)

Extracurricular Activities

Helped in automation of Jira Platform Sports Captain, St Anthony’s Junior College, Agra

Timeline

Assistant Manager

KPMG Assurance and Consulting LLP
04.2023 - Current

Senior Analyst – Risk & Compliance

Deloitte Consulting Pvt Ltd
08.2022 - 03.2023

Business Analyst – Financial Institution

BMTG’s Services India
12.2020 - 08.2021

Credit Sales Manager

Tata Motors Finance limited
05.2018 - 02.2020

Post Graduate Diploma in Management (P.G.D.M.) - Marketing and Finance

Jaipuria Institute of Management (JIM)

Bachelor of Business administration (BBA) - Management

Banasthali University

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Garima Bhasin