Summary
Overview
Work History
Education
Skills
Websites
Additional Information
Certification
Languages
Timeline
Generic

Gaurav Pandey

Gurugram

Summary

Dynamic and results-oriented Operations Specialist with over 9 years of extensive experience in Transaction Settlement, Cash Reconciliation, Performance Reporting, data management, Financial Custody Operation, and Secondary Research. Proven track record of delivering excellence in financial operations by resolving problems effectively and efficiently while maintaining accurate metrics and reports. Adept at handling development-oriented assignments with precision and dedication. Committed to leveraging expertise and industry knowledge to drive operational efficiency and contribute to the success of a reputed organization.

Overview

13
13
years of professional experience
1
1
Certification

Work History

Senior Associate Business Operations

Incedo Inc.
Gurgaon
12.2017 - Current
  • Processed, monitored, and analysed transactions to ensure accuracy and compliance with regulatory requirements.
  • Conducted daily reconciliation of cash, assets, and trade matching to third-party records, resolving reconciliation breaks promptly and efficiently.
  • Implemented process improvement initiatives to streamline client portfolio and reporting processes, resulting in increased efficiency and accuracy.
  • Verified CUSIPs and ensured correct pricing according to Bloomberg data for monthly activities, maintaining data integrity and accuracy.
  • Conducted quality reviews of team members' work against established metrics, providing feedback and coaching for performance improvement.
  • Collaborated with internal stakeholders to deliver recommendations and resolutions for basic queries, ensuring timely and accurate responses.
  • Facilitated training, work allocation, quality checks, and delivery for new joiners, ensuring smooth onboarding and development of team members.

Lead Associate

WNS Global Services
Gurgaon
09.2013 - 04.2017
  • Provided comprehensive support to Portfolio Managers and Specialists in delivering professional investment management operations to pitch prospective clients and prepared investment reviews for various investments.
  • Conducted extensive secondary research to generate account-based analysis reports for clients using tools such as First Rate Advisor (FRA), FactSet, and Morningstar Direct, among others.
  • Prepared performance reports for portfolio holdings, activity summaries, and individual funds with sector analysis, comparing them with sector benchmarks to provide valuable insights.
  • Developed account-based financial plans for High Net Worth Individual (HNI) clients using SunTrust Summit View and Morningstar Advisors, showcasing asset class allocation including real estate, salary, and annuities.
  • Managed a team of two resources, providing training, work allocation, quality checks, and ensuring timely delivery of detailed account-based analysis reports for a nominated portfolio of trust accounts.
  • Conducted monthly meetings with clients to address queries and maintain timely deliverables across different time frames, including daily, monthly, quarterly, and ad-hoc requests.
  • Engaged in data mining, error analysis, and quality improvement initiatives to enhance operational efficiency and client satisfaction.
  • Proficient in utilizing databases such as FactSet, First Rate Advisor, and Morningstar Advisor to gather and analyze investment data effectively

Sales Intern

Edelweiss Broking Limited
Gurgaon
05.2011 - 06.2011
  • Worked with Relationship Manager to Counseling and persuade the potential to invest into Share Market
  • Aware about Risk and return parameter of those Investment options Aware about the latest Investment option according to the risk of customer
  • Responsible for training new joiners regarding the process and its details Mentoring team members in day to day activities to ensure error free processing.

Education

Post Graduate Diploma in Finance -

IILM Institute for Higher Education
05.2012

B. Com (Hons) -

Delhi University
06.2009

Skills

  • Trade Settlement
  • Reconciliation
  • Transaction Processing
  • Query Resolution
  • Process Improvement
  • CUSIP Verification
  • Team Leadership and Training
  • Communication Skills
  • Attention to Detail
  • Secondary Research
  • Account-Based Analysis
  • Performance Reporting
  • Training and Development
  • Client Relationship Management
  • Timely Deliverables

Additional Information

  • Well Equipped with MS Office, MS Power Point Presentation & MS Excel including VLookUp, Pivot Table, Charts & Excel Formulas
  • Mentoring team members in day to day activities to ensure error free processing.
  • Work allocations to other team members and preparing the weekly and monthly status.

Certification

  • The Securities Trade Lifecycle: Front, Middle & Back-Office

Languages

Hindi
First Language
English
Intermediate (B1)
B1

Timeline

Senior Associate Business Operations

Incedo Inc.
12.2017 - Current

Lead Associate

WNS Global Services
09.2013 - 04.2017

Sales Intern

Edelweiss Broking Limited
05.2011 - 06.2011

Post Graduate Diploma in Finance -

IILM Institute for Higher Education

B. Com (Hons) -

Delhi University

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