Summary
Overview
Work History
Education
Skills
Certification
Accomplishments
Timeline
Generic

GAURAV TYAGI

Summary

Seasoned Service Delivery Lead with 14 years of extensive experience in Financial Crime and Compliance. Proven expertise in managing and delivering robust compliance solutions, mitigating financial crime risks, and ensuring regulatory adherence. Adept at leading cross-functional teams, optimizing processes, and enhancing client satisfaction in high-stakes environments.

Overview

1
1
Certification

Work History

Assistant Vice President

Genpact
- Current
  • Monitor the financial performance of a designated area, ensuring alignment with budgetary targets and promptly reporting any variances to management
  • Strategically anticipate and plan for business growth, including infrastructure and resource requirements, while collaborating with relevant teams to ensure alignment
  • Collaborate with Business Development, Solutioning, and Sales teams on commercial activities, pricing strategies, and deal negotiations to achieve process targets
  • Demonstrate leadership in team management by setting vision, direction, and culture, managing performance and career growth
  • Oversee and coordinate the activities of assigned teams to ensure efficient execution consistent with operational procedures and policies
  • Engage with stakeholders across Business, Technology, Risk, and Operations to drive and execute global projects, effectively communicating operational changes
  • Possess familiarity with AML/KYC regulations and industry standards (FSA, JMLSG, 4th EU Money Laundering Directive, MiFID, US PATRIOT Act, US Bank Secrecy Act, US Foreign Corrupt Practices Act (FCPA), and UK Bribery Act).

Manager: Periodic Review (AML)

RBS Business Services, India
- Current
  • Daily calls with Change Team, Stakeholders and Other teams related to drafting Process documents, SOP and other training documents
  • Develop and maintain develop plan for direct reportees
  • Conduct monthly meetings to review their performances
  • Take interviews for Analyst and Senior Analyst positions
  • Execute and manage process strategies and contribute towards achieving process targets
  • Perform CDD, EDD and validate Suspicious Activity raised by Team members
  • Draft controls for effective QA and update the same on regular intervals parallel to amendments in the process, supports RQM, GQM in drafting their quality papers
  • Understanding of the end to end KYC and client on-boarding processes Familiarity with AML/KYC regulations and industry guidelines (FSA, JMLSG, 4th EU Money Laundering Directive, MiFID, US PATRIOT Act, US Bank Secrecy Act, US Foreign Corrupt Practices Act (FCPA) and UK Bribery Act) Understanding of Control, Compliance/AML and Investigation functions in the banking industry
  • Make sure Team adhere SOP to identify and verify the existing customer of the Bank as per the latest guidelines provided by Regulators
  • Owing to my experience, been organizing Certified Anti-Money Laundering Specialist (CAMS) study group sessions as a lead representative in Delhi facility.

Customer Service Assistant

Sainsbury
London
  • Management of promotions and offers introduced by the company
  • Coordinated with the head office on stocks and new products
  • Honed expertise in retail business and supported each individual and ensured that every department was a big attraction for shoppers and contributed to overall store profitability.

Process Developer

Genpact (BUPA)
Delhi
  • Supervised the team of highly competitive and motivated young professionals
  • Liaison for continuous business improvement plans for effective and efficient operations and delivered quality output to the clients
  • Honed expertise in Six- Sigma project to increased the quality of the claims and productivity of the peers
  • Handled data processing, data reporting, data modelling and regression analysis was also a part of the work
  • Merit of working on quality tools like Pareto Chart, Run Chart, Box- Plot and Fishbone to increase the quality of overall process.

Education

M.Sc. (IB & Finance) -

University of Dundee, UK
01.2010

B.A. (Eco Honours) -

University of Delhi
01.2006

XII -

CBSE Board
01.2003

Skills

  • Ms Office (Word, Excel, PowerPoint, Access)
  • Equifax, Thunderhead, CRM Tool, World Check, Business Object

Certification

  • Certified Anti Money Laundering Specialist (ACAMS), 08/2015
  • Certified in Anti Money laundering KYC module from Indian Institute of Banking and Finance

Accomplishments

  • Certified AML specialist by ACAMS (Aug’15).
  • Certified in Anti Money laundering KYC module from Indian Institute of Banking and Finance.

Timeline

Assistant Vice President

Genpact
- Current

Manager: Periodic Review (AML)

RBS Business Services, India
- Current

Customer Service Assistant

Sainsbury

Process Developer

Genpact (BUPA)

M.Sc. (IB & Finance) -

University of Dundee, UK

B.A. (Eco Honours) -

University of Delhi

XII -

CBSE Board

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