Gaurav Uniyal

• Streamlined operational efficiency by identifying areas for improvement and proposing actionable solutions.
• Collaborated with cross-functional teams to drive successful completion of complex projects within deadlines.
• Trained and supported new team members, maintaining culture of collaboration.
• Consistently maintained strong relationships with clients, ensuring clear communication and timely updates on project progress.
• Implemented process improvements that led to significant time savings and increased accuracy in deliverables.
• Compiling accurate and up-to-date data on customers for compliance reasons. Leveraging insights from customer behavioral research to improve customer experience.
• Reviewing new customer accounts and verifying their identities. Assessing risks and compliance issues associated with customers or products.
• Assisting efforts aimed at preventing money laundering, terrorist financing and other illicit financial activities. Compiling accurate and up-to-date data on customers for compliance reasons. Preparing suspicious activity reports (SARs)
• Reporting accounts with high risk or missing documentation to relevant officers. Performing complex data analysis to aid decision making. Reviewing customer accounts for instances of suspicious financial transactions.
  

• Performing the due diligence on new Clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients.
• Thoroughly and succinctly document the research and analysis related to the financial activity and related entities of Clients, for an audience that includes Management, Regulators, Internal Audit, Senior Managers and Internal Compliance.
• Periodically evaluate existing Clients according to established policies and procedures.
• Periodical review of KYC records as to completeness, including verifying that due diligence has been performed and that CBC (due diligence) standards are complied with also that the files and risk assessments are current and up to date.
• Investigating high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation to complete the client file.
• Process entries to open/close clients' account on our KYC / Related Parties and CDD database, and instruct Client Desk to open/close the accounts on account level in Equation where applicable.
• Maintain continuous contact with customer in order to keep customer file updated.
• Process amended client' records on our KYC / RP and CDD database.
• Communicate effectively and efficiently with relevant internal and external parties to obtain KYC documents.