Resourceful AVP known for high productivity and efficient task completion. Specialize in strategic planning, risk management, and team leadership. Excel in communication, problem-solving, and adaptability, ensuring successful project outcomes and operational improvements.
· Framing policy and procedures of KYC-AML-CFT guidelines, as per the Master Direction issued by the RBI from time to time
· Review polices, procedures from time to time
· Monitoring Transactions in day to day business
· Screening Individuals and entities against global sanction list
Reporting of STRs and CTRs to the FIU.
· Conducting in-depth investigation into potential fraud cases
· Internal audit of branches
· Flag high risk accounts and conduct EDD process as per the policy
· Maintaining thorough and organized documentation for audit and regulatory review
· Carrying on Risk assessment as per the policy
· Liaison between Reserve Bank of India (RBI), Financial Intelligence Unit (FIU) & Enforcement Directorate (ED)
· Preparation of Board reports and appraising the Board of Directors about the compliance
· Liaison with internal counterparts to perform end to end alert reviews from fraud alert generation and monitor each and every transaction
· Adjudicate the fraud type and apply relevant mitigation steps based on the police and procedure.
Policy Framing
KYC compliance
AML regulations
Transaction monitoring
Fraud investigation
Sanctions screening
Stakeholder communication -RBI,FIU
Internal audit
Risk assessment
Reporting to FIU, RBI and other regulators