Gauthami Rajendra

· Framing policy and procedures of KYC-AML-CFT guidelines, as per the Master Direction issued by the RBI from time to time

· Review polices, procedures from time to time

· Monitoring Transactions in day to day business

· Screening Individuals and entities against global sanction list

Reporting of STRs and CTRs to the FIU.

· Conducting in-depth investigation into potential fraud cases

· Internal audit of branches

· Flag high risk accounts and conduct EDD process as per the policy

· Maintaining thorough and organized documentation for audit and regulatory review

· Carrying on Risk assessment as per the policy

· Liaison between Reserve Bank of India (RBI), Financial Intelligence Unit (FIU) & Enforcement Directorate (ED)

· Preparation of Board reports and appraising the Board of Directors about the compliance

· Liaison with internal counterparts to perform end to end alert reviews from fraud alert generation and monitor each and every transaction

· Adjudicate the fraud type and apply relevant mitigation steps based on the police and procedure.

• Engaged in Secretarial works as per the Companies Act 2013 requirements