Summary
Overview
Work History
Education
Skills
Certification
Personal Details
Declaration
Timeline
Generic

Geetha L

Compliance
Bengaluru

Summary

Compliance professional with 9+ years knowledge of banking and consulting across multiple lines of business including Operational and risk departments. Compliance focused with relevance experience in management of Financial Crime, KYC, AML sanctions, screening & global regulatory requirements. Record of positively impacting organizations expertise in bank regulatory issues.

Overview

9
9
years of professional experience
1
1
Certification
1
1
Language

Work History

Trust and Safety Analyst

Accenture Solutions Pvt Ltd
02.2019 - 06.2025
  • Previouly worked as L2 Sanctions SME /Acting Team Lead responsible for leading AML/CTF investigations and reviewing and providing quality assurance to team’s investigations, assist and guide the team to carry out AML/CTF screening investigations, including providing advice on Enhanced Customer Due Diligence. Developing and implementing of various AML and sanctions control activities such as Customer Due Diligence (CDD), Transaction monitoring, Name screening & payment screening, list management, to improve the effectiveness of AML risk management. Involved in regular communication with stakeholders at all seniority levels within the organization ensuring compliance with the Group`s business procedures.
  • My utmost responsibility as a Quality checker was to provide a centralized KYC production, validation of clients in support of periodic maintenance of the client information to maintain the highest quality of the work that is in line with the latest procedures.
  • Auditing of KYC profiles to highest quality standards and in line with latest policies and Procedures and ensuring timely and accurate feedback is provided to the analyst.
  • Fully trained in respective streams and proactive approach to urgent request and queries from onshore.
  • As a quality checker my key priority is to maintain 100% quality of the profile which pass through me.
  • Resolve the queries of the analyst in the team and reach out to subject experts where necessary.
  • Identifying gap between analyst and quality controllers and reduce them through training refreshers.
  • Contributing to improve the process and implement new ideas for better functioning of the team and responsible for continuous vigilance for ongoing negative news on client and taking remedial actions as appropriate. Training the analyst on the new updates of policies and procedures.

Senior Analyst

Concentrix
03.2016 - 09.2018
  • Hands-on experience performing Due diligence for Regular reviews / Event Driven Review (EDR) clients in line with the standards of CDD/AML procedures and local regulatory requirements.
  • Research / Investigation for creating, preparing and providing initial recommendations regarding various risk factors associated with the customer. Determining the level of risk of a customer (CDD/EDD) and escalating the alerts to the appropriate Compliance team.
  • Investigation of customer’s – ownership structure, source of funds, source of wealth, identify Political Exposed Persons (PEP), identify the nature of the business and understand the customer’s entire banking relationship.
  • Hands-on experience in reviewing alerts for potential hits against Sanctions, SDN, PEP lists and adverse media information.
  • Performed Sanction Checks for both entity and an individual to find any negative information /sanction presence to prevent the reputation of the Organization.
  • Detailed Risk assessment of new & existing clients which includes sanction presence searches, adverse news information, and Politically Exposed person.
  • Experience with OFAC Sanctions/PEP/Adverse media screenings.
  • Good knowledge of FinCEN guidance and OFAC requirements.
  • Part of a Major Project for an International Bank (KYC Remediation process)

Education

BBA - Business Management

Rajajinagar Parents Association First Grade College
Bengaluru
04.2001 -

Skills

  • Operating System: Proficient with the use of Microsoft office package
  • Applications: RDC, Fircosoft, World Check, Lexis Nixes, CIS, Centra, SRT, Vessel Finder, Wayback Machine, US Sanctions Lists, Open Source and Regulatory websites/Search

Certification

AML Base Certificate

Personal Details

  • Name: Geetha L
  • Father’s Name: Lakshamn Rao
  • Mother’s Name: Sharmila Bai
  • Address: #14/14, 5th Main, 6th Cross, Bhuvaneshwari Nagar, Magadi Road, Bangalore, India, Karnataka, 560023
  • Date of Birth: 1994-04-06
  • Sex: Female
  • Nationality: Indian

Declaration

I hereby declare that the information mentioned above is correct up to the best of my knowledge and believe. 

Place: 

Date:  

                                                                                                                                                                                                                                                                           (Geetha L)



Timeline

AML Base Certificate

08-2025

Trust and Safety Analyst

Accenture Solutions Pvt Ltd
02.2019 - 06.2025

Senior Analyst

Concentrix
03.2016 - 09.2018

BBA - Business Management

Rajajinagar Parents Association First Grade College
04.2001 -

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