GEETHA PRIYA
CHENNAI
Summary
To work for a reputed organization, that would provide me the challenging assignments, and opportunity to manage and interface with clients, with scope for the continuous learning and growth as I could leverage my skill to the maximum while providing me wide exposure, sufficient responsibilities, independents of thoughts and opportunity to widen my knowledge and experience.
Overview
12
12
years of professional experience
Work History
Customer and Operations Delivery Manager
ROYAL BANK OF SCOTLAND / NATWEST GROUP
09.2022 - Current
- Compliance - Fircosoft Sanctions Swift message filtering
- Responsible with the analysis of Level 2 & Pre L3 alerts on the transactions of various countries, jurisdictions or poles of activity to ensure compliance with the international regulations in force and the Group Policy on sanctions
- The analysis of operations with regard to the regulations framework and the Group Policy
- Decision-making on transactions
- Monitoring of the application of these decisions by the entities (including the follow-up of the accounting treatment)
- Collaboration with client advisors / AML in order to obtain the information necessary to analyse the alerts
- Participation in the improvement of the existing system and coordination with the existing team (sharing of good practices, harmonization of the analyses)
- Resolved inquiries and investigations related to fund transfers, including requests for cancellation/recall of funds or asset freezes.
- Identified process risks and formulated procedures to eliminate them, managing incidents and escalations in accordance with established policies and processes.
- Monitored mailboxes for each franchise.
- Created Intellitracs cases for rekey, recheck, inward, and SEPA payments.
- Appropriate use of Level 3 one-time approvals
- Colliding daily RFI and transaction counts of team member for monthly report
- Conducting team huddle to discuss escalated transactions and FR transactions
- Maintaining attendance and scheduling monthly roster of team members
- Discuss unique/ key cases with the team members
- Queue monitored on cut off time
AML Specialist (SCB BANK) TEAM LEADER
STANDARD CHARTERED GLOBAL BUSINESS SERVICES
01.2018 - 09.2022
- Company Overview: (SCB BANK)
- The objective of the process is to investigate the wire payments and swift message (Cash, Trade) which are stopped in a queue be the system and to resolve the same
- The payment or message would be stopped if the information provided in the SWIFT is a possible match or a true match with the sanctions list of regulatory bodies
- Conduct real-time sanctions screening for potential violations of OFAC and other government sanctions regimes
- Conduct a screening process using Fircosoft to identify potential matches and escalate matches in a timely manner
- Effectively and collaboratively identify escalate mitigate and resolve risk conduct and compliance matters
- Conduct a sanctions screening to deal with the activities performed in payments and to identify unusual patterns in the US market/region
- Monitoring suspicious money laundering activity, High transactions, duplicate transactions, fraudulent detection, etc
- Detection of UBO/Members from the shareholding documents, Deed and annual reports, Constitution, certificate of incorporation, confirmation statement etc
- Perform the Manual Screening (LEXIS NEXIS) for the entity, directors, and shareholders to identify the PEP, SANCTION & ADVERSE MEDIA
- Manage teams in accordance with regulatory compliance guidelines and assist managers in implementing strategies for team development
- Observing Sanctions procedures and ensuring the bank is not regulatory risk
- Assured that all cases were reviewed and cleared within their deadlines
- Preparing various MIS and reports to assist team with referral activities
- Perform end of the day controls like queue status check
- (SCB BANK)
Process: KYC (Senior.Associate)
WILLIAMS LEA TAG INDIA PVT LTD
05.2017 - 11.2017
- Company Overview: (CLIENT - HSBC)
- As a part of KYC team worked on ID & VA
- (CLIENT - HSBC)
Sanctions (Sr.Associate)
INTELENET GLOBAL SERVICES LIMITED
03.2013 - 03.2017
- Company Overview: (CLIENT- BARCLAYS BANK)
- To Screen all international cross border payments in accordance with international regulatory requirements to prevent money laundering, suppress terrorism, and other illegal activities which includes
- Devised and implemented robust digital acquisition plans, ensuring precision in financial reporting, budgets, and forecasts
- Investigate payments and find connection between payment and specially designated national and ensure all potential matches are identified and escalated to compliance
- Contact Relationship managers and other teams through mail requesting additional information on payments suspected
- Process payments to ensure the EBA, EURO, SEPA, GBP, USD & other various cut offs during the day
- Investigating potential matches produced by customer logic business rules on Temenos
- Understanding Business Logic rules relating to Temenos
- Software we are using for transaction FIRCOSOFT software for on time transaction and prevent cut off missing
- (CLIENT- BARCLAYS BANK)
Education
Bachelor of Science - Adv Zoology with Biotechnology
PRESIDENCY COLLEGE
Chennai01.2011
Higher Secondary School - Pure Science
BENTIK SCHOOL
Chennai01.2008
S.S.L.C. -
MCTM SCHOOL
Chennai01.2006
Skills
- Decision Making
- Problem Solving
- Adaptability
- Active Listener
- Quick Learner
Personal Information
- Date of Birth: 08/08/90
- Nationality: Indian
- Marital Status: Married
Languages
English
Tamil
Declarations
I hereby declare that the information furnished above is true to best of my knowledge.
Timeline
Customer and Operations Delivery Manager
ROYAL BANK OF SCOTLAND / NATWEST GROUP
09.2022 - Current
AML Specialist (SCB BANK) TEAM LEADER
STANDARD CHARTERED GLOBAL BUSINESS SERVICES
01.2018 - 09.2022
Process: KYC (Senior.Associate)
WILLIAMS LEA TAG INDIA PVT LTD
05.2017 - 11.2017
Sanctions (Sr.Associate)
INTELENET GLOBAL SERVICES LIMITED
03.2013 - 03.2017
Bachelor of Science - Adv Zoology with Biotechnology
PRESIDENCY COLLEGE
Higher Secondary School - Pure Science
BENTIK SCHOOL
S.S.L.C. -
MCTM SCHOOL
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