Gireesh Seepana

Monitored transactions to deter financial crimes, including money laundering and terrorist financing.

Investigated suspicious activities through evidence gathering, record reviews, and KYC checks.

Ensured compliance by developing and updating AML policies and procedures.

Conducted due diligence and filed SAR/STR reports for identified suspicious activities.

Led staff training on AFC procedures and risk awareness to strengthen compliance efforts.

Performed AML/KYC reviews using public domain and client information sources.

Acted as liaison for law enforcement during investigations related to submitted SARs.

Adapted to new processes while maintaining high operational standards.

Managed a Special queue for the crypto cases for L1 and L2, with different applications(Chai analysis reactor, Eliptic)and have LSEG world check for screening.

• Acquisition of new Preferred customers (Acquiring, Enhancing, Deepening and Retention).
• Portfolio Management and KYC checking through FINONE through ckyc.
• Customer Services and Operations in all Branch Banking.
• Back up custodian and KYC and EDD, CDD Updation.
• Planning and Organizing Skills and NRI CUSTOMER SERVICE (phone and chat).
• KYC and KYC update in the portal, AML, Risk Management and CKYC Update under the guidelines of SEBI.
• SAR and Transaction Monitoring.

• Looking after client service and complaints and KYC CHECKER within SEBI Guidelines or KYC Onboarding and cross check Docs.
• Managing TAT for all service & operational transactions and account closing.
• Ensure all operations compliance and Market Research, EDD for the clients Account and Transaction Monitoring and Reconciliation and KRA on Works.
• Generate and analyze reports related to operational performance, identifying trends and areas for improvement and NRI customer service.
• Supervise and Customer Account Opening and Maintenance.
• Work closely with other departments (like IT, sales, and compliance) to ensure cohesive operations and address any issues that arise.
• Back up operations Manager and Service to the clients (Branch lobby, phone call, Mail) and AML and SRS for the account and KPIs.
• Account Payable and Receivable for the Branch Transaction settlements and EDD through FINONE, KYWBO, ORACLE.

• Acquisition of new Preferred customers (Acquiring, Enhancing, Deepening and Retention).
• Portfolio Management and KYC checking through FINONE through ckyc.
• Customer Services and Operations in all Branch Banking.
• Back up custodian and KYC and EDD, CDD Updation.
• Planning and Organizing Skills and NRI CUSTOMER SERVICE (phone and chat).
• KYC and KYC update in the portal, AML, Risk Management and CKYC Update under the guidelines of SEBI.