Gnanesh D
Financial Crime Operation Analyst
Bangalore
Summary
Highly skilled and experienced KYC/AML professional with a proven track record of 6 years in performing comprehensive KYC/AML processes. Seeking a challenging role as a KYC/AML Analyst, where I can utilize my expertise in regulatory compliance, risk mitigation, and data integrity to contribute to the success of the organization. Dedicated to maintaining the highest standards of due diligence, ensuring adherence to anti-money laundering guidelines, and fostering a culture of compliance and integrity.
Overview
6
6
years of professional experience
14
14
years of post-secondary education
Work History
Senior Associate
Commonwealth Bank Of Australia
1 2022 - Current
- Conducted end-to-end Know Your Customer (KYC) processes for a diverse portfolio of clients, including trading entities, trusts, and high net worth individuals
- Utilized internal and external databases to verify client information, perform sanctions and politically exposed persons (PEP) screenings, and assess customer risk levels
- Collaborated closely with Relationship Managers and Compliance Officers to obtain necessary documentation and information for client onboarding and ongoing due diligence
- Analyzed complex customer structures, ownership hierarchies, and beneficial ownership information to ensure accurate KYC profiles and adherence to anti-money laundering (AML) guidelines
- Additional support provided to the (Unusual matter report) UMR review team by performing in depth transactional analysis on client's and related parties and escalating to the BU's if required
- Identified and reported suspicious activities or potential money laundering activities to the appropriate authorities and internal stakeholders, ensuring compliance with regulatory reporting requirements
- Stayed up to date with industry regulations, best practices, and emerging trends in KYC/AML to continuously improve processes and ensure compliance
- Conducted in-depth due diligence investigations and risk assessments to identify potential risks, suspicious activities, and ensure compliance with regulatory requirements.
Senior Associate
Genpact India PVT LTD
07.2020 - 12.2021
- Responsible for reviewing and ensuring all required AML/KYC Regulatory requirements for existing clients are still in place
- Full filling the ODD (office Due diligence) requirement for different country like Germany, Singapore, Hongkong
- Maintain detailed records on clients for review as well as tracking and reporting all documentation breaks
- Liaise with Clients, Front Office, Compliance, Legal, and Operations as necessary as part of the KYC refresh
- To perform RDC, PCR, and Lexis Nexis checks, PEP Screening and to liaise with Compliance & Business units if any potential high-risk entity is identified
- Confirmed timely resolution of work assignments by organizing and prioritizing appropriately
- Handle multiple priorities and deadlines concerning review of high-risk clients
- Conducted in-depth due diligence investigations and risk assessments to identify potential risks, suspicious activities, and ensure compliance with regulatory requirements.
Research Associate
London Stock Exchange Group
04.2018 - 06.2020
- To ensure compliance with regulatory requirements expectations and industry best practices and to provide written and informal guidance and advice on Compliance matters to the respective businesses as and when required
- To Maintain the customer information in our Database (on-boarding client for product extension and PR)
- To perform due diligence for UK, Germany, and US adoptions
- To perform end to end KYC of different client like Private entity, Regulated entity, Listed entity etc
- As per the client risk rating
- To assist in Client on-boarding by establishing corporate structure with identification of Ultimate Beneficial Owners, IBOs and Shareholding structure by using Primary and Secondary sources
- To perform outreach for additional KYC documents as per the key operating procedures and escalating for any deficiency in the KYC documents to AFC
- To undertake periodic risk-based Compliance Monitoring to ensure the Banks policies and procedures are being complied
- To co-ordinate with key Compliance systems such as Customer Screening, Transaction Screening and AML Monitoring
- To perform RDC, PCR, and Lexis Nexis checks, PEP Screening and to liaise with Compliance & Business units if any potential high-risk entity is identified
- To manage the alert investigation process arising from the key Compliance systems and making the necessary escalations to management and disclosures to the relevant authorities.
Education
BBA -
Vidya Vikas First Grade College
Mysore 04.2001 - 04.2015
P.U.C - undefined
Vidya Vikas First Grade college
SSLC - undefined
Lions English High School
M.B.A -
R.N.S.I.T College
Skills
World Check
Accomplishments
- For being a quick learner and accepting responsibility, received the Stellar performer award in the first quarter of 2022
- Received the zero defect award for production and quality in the third quarter of 2022.
- Received commendations from management for excellent teamwork, collaboration, and effective communication skills.
- Recognized for outstanding attention to detail and ability to identify potential risks, leading to the prevention of fraudulent activities within the customer base.
Timeline
Senior Associate
Genpact India PVT LTD
07.2020 - 12.2021
Research Associate
London Stock Exchange Group
04.2018 - 06.2020
BBA -
Vidya Vikas First Grade College
04.2001 - 04.2015
Senior Associate
Commonwealth Bank Of Australia
1 2022 - Current
P.U.C - undefined
Vidya Vikas First Grade college
SSLC - undefined
Lions English High School
M.B.A -
R.N.S.I.T College
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