Summary
Overview
Work History
Education
Skills
software
Timeline
Generic

GOWRI GOUTHAM P

Villivakkam

Summary

Capital Markets Operations Analyst with over 6 years of experience in investment banking operations, specializing in trade settlements and post-trade processing for equities, fixed income, and derivatives. Proven track record at top financial institutions such as Accenture, Fidelity Investments, and BNY Mellon, focusing on trade validation, corporate actions, and fund transfers. Expertise in enhancing communication across front, middle, and back office operations to improve accuracy and efficiency while ensuring regulatory compliance. Strong analytical skills combined with a collaborative approach to managing financial records and optimizing trade lifecycle processes.

Overview

7
7
years of professional experience

Work History

Capital Markets Operations Analyst (SME)

ACCENTURE
11.2023 - Current
  • We provide services to the client globally on fixed income securities, as well as prime brokerage clients, on claiming their coupon interest and redemption amount.
  • Claiming the coupon payment from the client on the basis of bond matures (partial call and full call - redemption).
  • Coupon calculation for cash, repo, and reverse repo trades with accrual.
  • Validating the trades and settlements.
  • Checking with agents like Euroclear, Clearstream, and DTCC for record date, pay date, trade date, trade SWIFT, nominal settlement account numbers, and coupon rate for securities/trade.
  • Doing payments via SWIFT, DTCC compensation, and DMW (Document Management & Workflow).
  • Reconciling Nostro Breaks, Statements, and Ledgers to match.
  • Aware of MT202 and MT599 Payments.

Process Specialist

FIDELITY INVESTMENT
07.2022 - 04.2023
  • Collaborate with investment banking team to underwrite new equity shares and facilitate capital raising for clients.
  • Oversee trade validation and pre-matching processes to ensure accurate and efficient trade execution.
  • Coordinate with middle and back office teams to ensure timely processing of trade settlements.
  • Develop and implement strategies to optimize post-trade processing for equity, fixed income, and derivative products.
  • Provide insights and analytics on investment portfolios to assist clients in making informed financial decisions.

Intermediate Rep Client Processing

BNY MELLON
09.2021 - 07.2022
  • The client and the resigning custodian should mutually agree on the selection of the new custodian, where the funds will be transferred. The new custodian should be a reputable and regulated financial institution capable of holding and managing clients' assets.
  • Once the new custodian is selected, the client will need to complete the necessary documentation required by the new custodian. This may include account-opening forms. Identification documents, and any additional paperwork specific to the new custodian's requirements.
  • The resigning custodian will need to initiate the transfer process and authorize the movement of funds from their institution to the new custodian. This typically involves completing transfer authorization forms and providing instructions for the transfer, including the account details of the new custodian.
  • Once all necessary paperwork and coordination are completed, the resigning custodian will initiate the actual transfer of funds to the new custodian. The transfer can be made through electronic funds transfer (EFT), wire transfer, or any other agreed-upon method.
  • Upon receipt of the funds, the new custodian will verify the transfer and confirm the settlement of the assets in the client's new account. They will typically provide a confirmation statement or a new account statement to the client as proof of the successful transfer.

Rep Client Processing

BNY MELLON
10.2018 - 08.2021
  • Managing investor accounts, including maintaining records of ownership, processing investor transactions (such as purchases, sales, and transfers), and providing customer service to investors.
  • Ensuring accurate registration of securities and facilitating the transfer of ownership between buyers and sellers.
  • Calculating and distributing dividends, interest payments, and other distributions to shareholders or investors.
  • Preparing and filing regulatory reports, maintaining compliance with relevant securities laws and regulations, and providing necessary documentation to auditors and regulatory authorities.

Education

CIBOP -

IMARTICUS
07.2018

Bachelor of Commerce - General

JAYA COLLEGE OF ARTS & SCIENCE
01.2015

Skills

  • Trade validation and execution
  • Post-trade settlement processes
  • Equity, fixed income, and derivatives management
  • Investment portfolio analysis

software

  • Intellimatch
  • FISS
  • Astrid
  • GOS
  • Global Nostro

Timeline

Capital Markets Operations Analyst (SME)

ACCENTURE
11.2023 - Current

Process Specialist

FIDELITY INVESTMENT
07.2022 - 04.2023

Intermediate Rep Client Processing

BNY MELLON
09.2021 - 07.2022

Rep Client Processing

BNY MELLON
10.2018 - 08.2021

CIBOP -

IMARTICUS

Bachelor of Commerce - General

JAYA COLLEGE OF ARTS & SCIENCE

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