Gunturi Durga Pradeep

Experienced professional with expertise in practical finance and business challenges. Seeking a challenging work environment to utilize my competence, skills, and knowledge in achieving organizational goals. Committed to achieving the highest level of professional efficiency.

• Father's Name: Gunturi Mallikarjuna Chari
• Gender: Male
• Nationality: Indian

• Initial Review of Front Running Violations: Reviewed and identified potential front running violations, ensuring compliance with regulatory standards.
• Review and Approve Account Information Form: Conducted thorough reviews and approvals of account information forms to maintain data accuracy and adherence to company policies.
• Review and Close Suitability Resolved Alerts: Assessed and closed suitability resolved alerts, ensuring that all client interactions met the necessary suitability requirements.
• Review and Close Unknown Rep Alerts: Investigated and resolved unknown representative alerts to ensure accurate representative assignments and client relationships.
• Review Structure Disclosure Form: Conducted reviews of structure disclosure forms to confirm that all relevant information was clearly disclosed and compliant with legal standards.
• Review the Best Interest Consideration Document: Reviewed and ensured that best interest consideration documents were accurately completed, aligning with regulatory requirements and company policies.
• Cross Trainee in Call Quality Process: Gained additional experience as a cross trainee in the call quality process, where responsibilities included evaluating associates' calls and providing opportunities.

• Received back-to-back Silver Awards in 2023 and 2024, demonstrating consistent high performance and dedication to excellence.

  Earned recognition from senior management for effectively driving processes and consistently meeting Service Level Agreements (SLAs), showcasing leadership and operational efficiency.