Gurdeep Singh

• Performed internal audit reviews for the environmental footprint of the firm’s operation and to achieve the firm’s science-based commitment to reach net zero and greenhouse gas emissions.
• Developed and delivered risk management and ATR training workshops on firm based tools to Global team of 50+ to increase awareness and promote a culture of risk awareness and accountability.
• Performed detailed internal audit review of Recruitment policies and procedures of the firm Developed risk-based audit plans and strategies and led a team of 3 to assess the designed implementation of internal controls and drew conclusions on control effectiveness based on the facts assessed.
• Prepared and presented comprehensive risk reports and dashboards to executive management senior management on monthly basis.
• Led and performed executive interviews to obtain understanding of implementation of access controls, SOD controls, data classification and reviewed the data and assessed the team to streamline record of certifications of their understanding of the client confidentiality protocols for ensuring adherence to policy or process exacted to separate individuals and roles within an organization to make sure sensitive information is safeguarded appropriately

• Performed internal audit reviews for Compliance division of a leading pharmaceutical organization. Identified improvement opportunities by understanding the risks and associated internal controls environment for multiple divisions
• ·Performed SOX and Control testing for various leading multinational FMCG UK and US based listed client. I have covered areas like Procurement to pay, Inventory Management, Order to Cash, Fixed Assets, Oracle/HFM Book closure etc.
• Engaged in Process Transformation projects for a leading Pharmaceutical Organization.
• Drafted Standard Operating Procedures, prepared narratives and flowcharts and enabled standardization of procurement processes
• Established key performance indicator targets and performed bench-marking exercise against industry best practice
• Designed RACI Matrix (Responsible, Accountable, Consulted and Informed).

Main Responsibilities and Contribution

· Statutory and Tax Audit and LAR of India based listed client under CAG regulations

· Internal Audit of various Bank branches

· Other Key areas handled:

o Conducting surprise visits at client place and Client based customers for address verification and collections of dues along with client representatives

o Identified instances of Revenue leakage resulting saving of revenue to the branch

o Physical Verification of Stock/Cash/ Plant & Machinery

o Purchase and Work Order Audit

o Looked after the Net-worth certifications required by media and Television industries for their approval from Ministry of Information Broadcasting